Mesa West Capital, LLC is a large advisory firm based in Los Angeles. It manages $7.28 billion of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of California, Illinois, and New York.
Mesa West Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Mesa West Capital, LLC is $7.28 billion. The firm's AUM has grown by 785% since the beginning of its operation, and $879.61 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Mesa West Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies and pooled investment vehicles. The largest group of clients of Mesa West Capital is pooled investment vehicles with 6 clients and $6.94 billion of assets under management. Among the 9 most similar advisory firms, Mesa West Capital has the 4th highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $7.28 billion for 11 clients. 45% of the firm’s clients are foreign persons or businesses.
Mesa West Capital also advises several private funds. Namely, one real estate fund and one other private fund. The minimum investment commitment required of non-related persons ranges from $500,000 to $5,000,000.
The company employs 36 people that are either part- or full-time employees. 72 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Mesa West Capital, LLC performs its advisory services is located at 11755 Wilshire Blvd, Los Angeles, CA 90025, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 310-806-6300 or by fax 310-806-6301. The normal business hours are 9am - 7pm on Monday - Friday. You can find more information about the New York firm at mesawestcapital.com.