Ing Clarioin Capital, LLC (New York)


Ing Clarioin Capital, LLC is a large advisory firm based in New York. It manages $2.58 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of New York.

Ing Clarioin Capital provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ing Clarioin Capital: assets under management

The assets under management (AUM) of Ing Clarioin Capital, LLC is $2.58 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $2.58 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $215.22 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ing Clarioin Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ing Clarioin Capital, LLC

Stephen Baines has served as the Chief Investment Officer since 1 May 2003. Jerry Chang joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Daniel Heflin President and chief executive officer 1 Jan 1998 Other 4380376
Llc Cp Asset Holdings Member 1 Jan 1998 25% - 50% 13-4030255
Stephen Baines Chief investment officer 1 May 2003 Other 4650536
Inc. Ing Clarion Capital Holdings Member 1 Sep 2003 25% - 50% 20-0134041
Jerry Chang Chief compliance officer 1 Apr 2005 Other 4962008

Based in New York

The principal office where Ing Clarioin Capital, LLC performs its advisory services is located at 230 Park Avenue, New York, NY 10169, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-883-2500 or by fax 212-883-2700. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at ingclarion.com/ingclarion/clarion+capital/.