Palisade Investments, LLC is a large advisory firm based in Zephyr Cove. It manages $263.08 million of regulatory assets for 677 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, Colorado, Nevada, Texas, and Washington.
Palisade Investments provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Palisade Investments, LLC is $263.08 million. The firm's AUM has grown by 73% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Palisade Investments, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Palisade Investments is pension and profit sharing plans with 72 clients and $194.86 million of assets under management. Among the 10 most similar advisory firms, Palisade Investments has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $263.08 million for 355 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Palisade Investments doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Palisade Investments, LLC performs its advisory services is located at 625 Highway 50, Zephyr Cove, NV 89448 3049 The mailing address of the firm is P.O. Box 3049, Stateline, NV 89449. An additional office of the firm is in Highlands Ranch, CO. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 775-299-4600 or by fax 775-375-0178. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at palisadeinvestments.com.