Autumn Lane Advisors, LLC (Houston)

Autumn Lane Advisors, LLC is a large advisory firm based in Houston. It manages $479.81 million of regulatory assets for 224 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Texas.

Autumn Lane Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, selection of other advisers, and consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Autumn Lane Advisors: assets under management

The assets under management (AUM) of Autumn Lane Advisors, LLC is $479.81 million. The firm's AUM has grown by 233% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $172.91 million in discretionary accounts and $306.9 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.09 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $4.72 million.

Investments

The firm invests in pooled investment vehicles the most. They account for 43% of the total AUM. The second-largest asset type is other assets, which make up 18% of the firm’s portfolio. Investments in cash and cash equivalents form 16% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Autumn Lane Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Autumn Lane Advisors serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Autumn Lane Advisors is high net worth individuals with 18 clients and $343.61 million of assets under management. Among the 7 most similar advisory firms, Autumn Lane Advisors has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $479.81 million for 22 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Autumn Lane Advisors also advises several private funds. Namely, one hedge fund and three real estate funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $1,000,000.

Careers at Autumn Lane Advisors, LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Edwin Andrew	Manager, chief compliance officer	1 Sep 2014	75% - 100%	4000813

Based in Houston

The principal office where Autumn Lane Advisors, LLC performs its advisory services is located at 7500 San Felipe, Houston, TX 77063, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (713) 636-2075. The normal business hours are by appt only on Monday - Friday.