Pacific Center For Financial Services (San Ramon)


Pacific Center For Financial Services is a large advisory firm based in San Ramon. It manages $370.71 million of regulatory assets for 992 client accounts. It has been registered with the SEC as an adviser since 2000 and has operated in the jurisdictions of Arizona, California, Florida, and 4 other states.

Pacific Center For Financial Services provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for approximately 550 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pacific Center For Financial Services: assets under management

The assets under management (AUM) of Pacific Center For Financial Services is $370.71 million. The firm's AUM has grown by 15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $96.48 million in discretionary accounts and $274.24 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $407.07 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $363.23 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pacific Center For Financial Services for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pacific Center For Financial Services

Stephen Frederick Schliesser has been acting as President since 1 Apr 1997. Tabetha Sue Otheim joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stephen Frederick Schliesser Ceo/director 1 Apr 1997 50% - 75% 1439219
Gloria Schliesser Cfo/director 1 Apr 1997 50% - 75% 4297755
Tabetha Sue Otheim Chief compliance officer 1 Apr 2003 Other 3099522
Stephen Frederick Schliesser Chief compliance officer 1 Dec 2004 50% - 75% 1439219

Based in San Ramon

The principal office where Pacific Center For Financial Services performs its advisory services is located at 2000 Crow Canyon Place, San Ramon, CA 94583 The mailing address of the firm is 2000 Crow Canyon Place, San Ramon, CA 94583. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (925)838-7700 or by fax (925)838-7499. The normal business hours are 8:30 to 5:00 on Monday - Friday. You can find more information about the New York firm at www.pcfsonline.com.