Mosby Lincoln Lc (Wichita)


Mosby Lincoln Lc is a large advisory firm based in Wichita. It manages $353.89 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Kansas.

Mosby Lincoln Lc provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mosby Lincoln Lc: assets under management

The assets under management (AUM) of Mosby Lincoln Lc is $353.89 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $353.89 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $58.98 million each.
Mosby Lincoln Lc has custody of $345.47 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 68% of the total AUM. The second-largest asset type is government bonds, which make up 32% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mosby Lincoln Lc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Edward Lincoln serves?

The only and largest group of clients of Edward Lincoln is pooled investment vehicles with 5 clients and $345.47 million of assets under management. Among the 6 most similar advisory firms, Mosby Lincoln Lc has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $345.47 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Mosby Lincoln Lc also advises several private funds. Namely, two liquidity funds and three other private funds. The minimum investment commitment required of non-related persons is $1 for each fund.

Careers at Mosby Lincoln Lc

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Edward Lincoln has been acting as President since 1 Dec 1995. Edward M. Lincoln Trustee Lucky Boy Trust joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Edward M. Lincoln Trustee Edward M. Lincoln Revocable Trust Member manager 1 Dec 1995 50% - 75% xxx-xx-xxxx
Edward Lincoln President 1 Dec 1995 50% - 75% 2107185
Edward M. Lincoln Trustee Edward M. Lincoln Trust Number Two Member 1 Dec 1995 25% - 50% 47-6139716
Herbert Southworth Vice president 1 Feb 2000 Other 2806499
Todd M Connell Vice pres/chief compliance officer 1 Feb 2000 Other 4355192
Wiggins Toni Secretary 1 Feb 2000 Other 4355205
Marguerite L Lincoln Vice presdient 1 Feb 2000 Other 4355199
Brent D Klaassen Vice president 1 Dec 2011 Other 6174729
Edward M. Lincoln Trustee Lucky Boy Trust Member 1 Dec 2012 25% - 50% 48-6323999

Based in Wichita

The principal office where Mosby Lincoln Lc performs its advisory services is located at 7309 E. 21 St, Suite 120, Wichita, KS 67206 1178 The mailing address of the firm is 7309 E. 21 St, Suite 120, Wichita, KS 67206 1178. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 316-261-5301 or by fax 316-261-5352. The normal business hours are 8am to 5pm on Monday - Friday.