Horrell Capital Management, Inc. (Little Rock)


Horrell Capital Management, Inc. is a large advisory firm based in Little Rock. It manages $282.42 million of regulatory assets for 101 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arkansas and Texas.

Horrell Capital Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Horrell Capital Management: assets under management

The assets under management (AUM) of Horrell Capital Management, Inc. is $282.42 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 595% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $282.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.8 million each.

Investments

The firm invests in exchange traded securities the most. They account for 66% of the total AUM. The second-largest asset type is government bonds, which make up 28% of the firm’s portfolio. Investments in state and local bonds form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Horrell Capital Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Horrell Capital Management serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and state or municipal government entities. The largest group of clients of Horrell Capital Management is high net worth individuals with 13 clients and $166.11 million of assets under management. Among the 8 most similar advisory firms, Horrell Capital Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $282.42 million for 50 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Horrell Capital Management doesn't advise any private funds.

Careers at Horrell Capital Management, Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Scott Lee Horrell President,chief compliance officer 1 Oct 1999 75% - 100% 1882733

Based in Little Rock

The principal office where Horrell Capital Management, Inc. performs its advisory services is located at 10 Corporate Hill Drive, Little Rock, AR 72205, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 501-975-4655 or by fax 501-975-4654. The normal business hours are 8:00 - 4:30 on Monday - Friday.