Caz/Inroads Group, L.L.C. (Houston)


Caz/Inroads Group, L.L.C. is a large advisory firm based in Houston. It manages $63 million of regulatory assets for 110 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Texas.

Caz/Inroads Group, L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Caz/Inroads Group, L.L.C: assets under management

The assets under management (AUM) of Caz/Inroads Group, L.L.C. is $63 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $572.73 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Caz/Inroads Group, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Christopher Alan Zook Limited partner/chairman/chief investment officer 1 Aug 2001 50% - 75% 2125318
Caz Investment Management Llc General partner 1 Aug 2001 Other 76-0649550
Alfred Jackson Owner/member 1 Jan 2003 75% - 100% 1508541
Jw Falcon Group Ltd General partner 1 Jan 2003 75% - 100% 61-1448409

Based in Houston

The principal office where Caz/Inroads Group, L.L.C. performs its advisory services is located at One Riverway Plaza, Houston, TX 77056, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-403-8250 or by fax 713-403-8251. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday.