Apex Capital Management (New York) LLC (Southport)


Apex Capital Management (New York) LLC is an adviser based in Southport. It manages $10 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Connecticut and New York.

Apex Capital Management (New York) provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Apex Capital Management (New York): assets under management

The assets under management (AUM) of Apex Capital Management (New York) LLC is $10 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.33 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Apex Capital Management (New York) LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Eleanor Chai Beer Managing member 1 Mar 2003 75% - 100% 4927379
Aviel Faliks Shareholder 1 Jan 2009 25% - 50% 4020639
Sasco Holdings Llc Shareholder 1 Jan 2009 25% - 50% 20-0957483
Aviel (Nmn) Faliks Shareholder 1 Jan 2009 25% - 50% 4020639

Based in Southport

The principal office where Apex Capital Management (New York) LLC performs its advisory services is located at 99 Harbor Road, Southport, CT 06890, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-750-5400 or by fax 212-750-1525. The normal business hours are 9:00 a.m. - 5:30 p.m. on Monday - Friday.