Vert Asset Management LLC (Sausalito)


Vert Asset Management LLC is an investment adviser to an investment company based in Sausalito. It manages $16.1 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2017.

Vert Asset Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vert Asset Management: assets under management

The assets under management (AUM) of Vert Asset Management LLC is $16.1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 285% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $16.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $16.1 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Vert Asset Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Vert Asset Management serves?

The only and largest group of clients of Vert Asset Management is investment companies with 1 clients and $16.1 million of assets under management. Among the 4 most similar advisory firms, Vert Asset Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $16.1 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Vert Asset Management doesn't advise any private funds.

Careers at Vert Asset Management LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Samuel Chase Adams Managing member 1 Apr 2017 25% - 50% 2788166
Sarah Jessica Adams Managing member 1 Apr 2017 25% - 50% 3262023
Kara Mcmullen Schneider Cco 1 Apr 2017 Other 3275121
Sarah Jessica Fowler Managing member 1 Apr 2017 25% - 50% 3262023
Bryan Charles Haft Chief compliance officer 1 Aug 2017 Other 2313491
Matthew Ashley Swendiman Chief compliance officer 1 Aug 2019 Other 2849367

Based in Sausalito

The principal office where Vert Asset Management LLC performs its advisory services is located at 85 Liberty Ship Way, Sausalito, CA 94965, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-650-7129. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at vertasset.com/.