Aexpert Advisory Inc (Lancaster)


Aexpert Advisory Inc is an adviser based in Lancaster. It manages $21.14 million of regulatory assets for 597 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Maryland and Pennsylvania.

Aexpert Advisory provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, publication of newsletters, and security ratings or pricing services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Aexpert Advisory: assets under management

The assets under management (AUM) of Aexpert Advisory Inc is $21.14 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $10.49 million in discretionary accounts and $10.65 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $24.8 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $61.21 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aexpert Advisory Inc for their services and products based on a percentage of assets under management, hourly charges, and subscription fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Kenneth Scott Ray Shareholder 1 Jul 1989 25% - 50% 830299

Based in Lancaster

The principal office where Aexpert Advisory Inc performs its advisory services is located at 25 West King Street, Lancaster, PA 17603, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 717-390-8780 or by fax 717-390-8781. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.aexpert.com.