Catterton Management Company, L.L.C. (Greenwich)


Catterton Management Company, L.L.C. is a large advisory firm based in Greenwich. It manages $10.38 billion of regulatory assets for 48 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Connecticut and New York.

Catterton Management Company, L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Catterton Management Company, L.L.C: assets under management

The assets under management (AUM) of Catterton Management Company, L.L.C. is $10.38 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 322% since the beginning of its operation, and $2.72 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $10.38 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $216.21 million each.
Catterton Management Company, L.L.C has custody of $7.77 billion in cash and securities for 50 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Catterton Management Company, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Catterton Management Company, L.L.C serves?

The only and largest group of clients of Catterton Management Company, L.L.C is pooled investment vehicles with 50 clients and $10.38 billion of assets under management. Among the 8 most similar advisory firms, Catterton Management Company, L.L.C has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $10.38 billion for 50 clients. 34% of the firm’s clients are foreign persons or businesses.

Catterton Management Company, L.L.C also advises several private funds. Namely, eighteen hedge funds and thirty other private funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Catterton Management Company, L.L.C.

The company employs 122 people that are either part- or full-time employees. 69 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Scerbo Chief compliance officer and chief financial officer 1 Jan 2002 Other 5927419
John R. (Mi Only) Scerbo Chief compliance officer and chief financial officer 1 Jan 2002 Other 5927419
James Michael Chu Managing member 1 Jan 2004 25% - 50% 5927415
Scott A. (Mi Only) Dahnke Managing member 1 Jan 2004 25% - 50% 5927417
J. Michael Chu Managing partner 1 Jan 2004 25% - 50% 5927415
Scott A. Dahnke Managing partner 1 Jan 2004 25% - 50% 5927417
David M. (Mi Only) Mcpherson Member and chief legal officer 1 Aug 2009 Other 5927420
David M. Mcpherson Chief legal officer 1 Aug 2009 Other 5927420
Kevin S Zadourian Chief compliance officer, deputy general counsel 1 Mar 2013 Other 4214028
Kevin S. (Mi Only) Zadourian Chief compliance officer, deputy general counsel 1 Mar 2013 Other 4214028
Sandra Ann Kim Suk Chief financial officer, chief administrative officer 1 Aug 2013 Other 2228389
David M. (Mi Only) Mcpherson Chief legal officer and chief compliance officer 1 Jul 2014 Other 5927420
Daniel Timothy Reid Chief compliance officer, deputy general counsel 1 Oct 2014 Other 2916535
L Catterton Management Limited Sole member 1 Dec 2015 75% - 100% foreign entity
Robert Stuart Hull Chief financial officer, chief operating officer 1 Oct 2017 Other 1858868

Indirect Owners

The SEC currently registers 22 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bernard (Nmn) Arnault Shareholder 1 Jan 1984 75% - 100% 4378653
Montaigne Finance Sas Shareholder 1 Dec 1994 75% - 100% foreign entity
Financiere Jean Goujon Shareholder 1 Jul 1998 50% - 75% foreign entity
Christian Dior Shareholder 1 Aug 1998 75% - 100% foreign entity
Financiere Agache Shareholder 1 Dec 1998 75% - 100% foreign entity
Lvmh Finance Shareholder 1 Jun 1999 75% - 100% foreign entity
Lvmh Moet Hennessy Louis Vuitton Shareholder 1 Jun 1999 75% - 100% foreign entity
Semyrhamis Shareholder 1 Dec 2002 50% - 75% foreign entity
Groupe Arnault Shareholder 1 Dec 2004 75% - 100% foreign entity
Lc Investissements B ordinary shareholder 1 Dec 2015 75% - 100% foreign entity
L.P. L Catterton Sole member 1 Dec 2015 75% - 100% 81-1020942
Inc. Jmc Investments Member 1 Dec 2015 50% - 75% 81-0845063
Bullet Llc Member 1 Dec 2015 50% - 75% 81-0817567
James Michael Chu Sole member 1 Dec 2015 75% - 100% 5927415
Scott A. (Mi Only) Dahnke Sole member 1 Dec 2015 75% - 100% 5927417
Flavius Investissements Class b shareholder 1 Dec 2015 75% - 100% foreign entity
Financiere Agache Class a shareholder 1 Dec 2015 75% - 100% foreign entity
Llc L Catterton Gp General partner 1 Dec 2015 Other 81-1028971
L.L.C. Catterton Holdings A ordinary shareholder 1 Dec 2015 75% - 100% 81-1035290
Llc Catterton Gp General partner 1 Dec 2015 Other 81-1028971
L.P. Catterton Sole member 1 Dec 2015 75% - 100% 81-1020942
Llc Jmc International Limited partner 1 Dec 2015 25% - 50% 81-0845063

Based in Greenwich

The principal office where Catterton Management Company, L.L.C. performs its advisory services is located at 599 West Putnam Avenue, Greenwich, CT 06830, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-629-4901 or by fax 203-629-4903. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at catterton.com.