Fiera Capital (Iom) Limited (Douglas)


Fiera Capital (Iom) Limited is a large advisory firm based in Douglas. It manages $2.69 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2018.

Fiera Capital (Iom) Limited provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and institutional clients and segregated accounts/separately management accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fiera Capital (Iom) Limited: assets under management

The assets under management (AUM) of Fiera Capital (Iom) Limited is $2.69 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -13% since the beginning of its operation, and $2.6 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.69 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $223.77 million each.

Investments

The firm invests in exchange traded securities the most. They account for 81% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 13% of the firm’s portfolio. Investments in derivatives form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fiera Capital (Iom) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fiera Capital (Iom) Limited serves?

The only and largest group of clients of Fiera Capital (Iom) Limited is pooled investment vehicles with 3 clients and $1.84 billion of assets under management. Among the 9 most similar advisory firms, Fiera Capital (Iom) Limited has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.84 billion for 3 clients. 94% of the firm’s clients are foreign persons or businesses.

Fiera Capital (Iom) Limited also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Fiera Capital (Iom) Limited

The company employs 74 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alexander Anderson Whamond Vice president- corporate risk and executive director of fiera capital (iom) limited 1 Mar 2017 Other 1490281
Jane Davidson Nairn Mcandry Senior vice president, legal, compliance & hr, director of fiera capital (europe) ltd, fciom and fcuk 1 Mar 2017 Other 5498592
Huw Lloyd Jones Vice president - finance and executive director of fiera capital (europe) limited and fiera capital (iom) limited 1 Mar 2017 Other 5798474
Gregory Dean Walsh Vice president - compliance & operational risk and chief compliance officer 1 Mar 2017 Other 6610643
Richard Anthony Nino Non-executive director of fiera capital (iom) limited and executive director of fiera capital (uk) limited 1 Mar 2017 Other 4893499
Fiera Capital (Europe) Limited 100% owner 1 Dec 2017 75% - 100% foreign
Alexander Anderson Whamond Vice president-corporate risk and director of fiera capital (europe) limited and fiera capital (iom) limited 1 Oct 2018 Other 1490281
Jane Davidson Nairn Mcandry Senior vice president, legal, compliance & hr 1 Oct 2018 Other 5498592
Huw Lloyd Jones Vice president-finance and director of fiera capital (europe) ltd and relevant subsidiaries including fiera capital (iom) ltd 1 Oct 2018 Other 5798474
Richard Anthony Nino Director of fiera capital (europe) limited and relevant subsidiaries including fiera capital (iom) limited 1 Oct 2018 Other 4893499
Richard James Lambert Head of investment operations and director of fiera capital (iom) limited 1 Oct 2018 Other 7038876

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Fiera Capital Corporation Shareholder 1 Dec 2016 75% - 100% n/a

Based in Douglas

The principal office where Fiera Capital (Iom) Limited performs its advisory services is located at St Mary's Court, Douglas, Im1 1 Eu, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 1624 640200 or by fax 44 1624 614474. The normal business hours are 09.00 - 17.30 hrs on Monday - Friday. You can find more information about the New York firm at fieracapital.com.