Financial Planning And Information Services, Inc. is a large advisory firm based in De Pere. It manages $517 million of regulatory assets for 945 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arizona, California, Florida, and 6 other states.
Financial Planning And Information Services provides financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. It prepares financial plans for approximately 1,007 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Financial Planning And Information Services, Inc. is $517 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1282% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Financial Planning And Information Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Lonnie Lee Mishler is high net worth individuals with 161 clients and $269.58 million of assets under management. Among the 11 most similar advisory firms, Financial Planning And Information Services has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $517 million for 945 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Financial Planning And Information Services doesn't advise any private funds.
The company employs 14 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Lonnie Lee Mishler has been acting as President since 1 Jul 1986. Ryan Brent Wempe joined the executive team most recently as the President, Chief Compliance Officer.
The principal office where Financial Planning And Information Services, Inc. performs its advisory services is located at 115 Fourth Street, De Pere, WI 54115, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 920-336-0863 or by fax 920-336-0852. The normal business hours are 8:30am - 4:30pm on Monday - Friday.