Nsa Securities Corporation (Schaumburg)


Nsa Securities Corporation is a large advisory firm based in Schaumburg. It manages $75.32 million of regulatory assets for 347 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Nsa Securities Corporation provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nsa Securities Corporation: assets under management

The assets under management (AUM) of Nsa Securities Corporation is $75.32 million. The firm's AUM has gone down by -29% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $68.26 million in discretionary accounts and $7.06 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $198.42 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.35 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nsa Securities Corporation for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nsa Securities Corporation

Michael Franklin Barati has been acting as President since 1 Mar 1995. Dirk Charles Salberg joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael Franklin Barati Chief executive officer/chairman 1 Mar 1995 50% - 75% 2018463
Mark Jonathan Barati President 1 Mar 1995 25% - 50% 2160553
Dirk Charles Salberg Executive vice president 1 Jan 2001 Other 2470737
Michele Salberg Executive director 1 Jan 2001 Other xxx-xx-xxxx

Based in Schaumburg

The principal office where Nsa Securities Corporation performs its advisory services is located at 1300 East Woodfield Road, Schaumburg, IL 60173, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-517-2400 or by fax 847-417-2404. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at nsasecurities.com.