Lgk Advisors, L.P. (New York)


Lgk Advisors, L.P. is a large advisory firm based in New York. It manages $964.12 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of New York.

Lgk Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as adviser to pooled financial vehicles.

Lgk Advisors: assets under management

The assets under management (AUM) of Lgk Advisors, L.P. is $964.12 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 56216% since the beginning of its operation, and $586.67 million of the total AUM is attributable to clients outside of the United States.

The firm manages $964.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $56.71 million each.
Lgk Advisors has custody of $960.73 million in cash and securities for 16 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lgk Advisors, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Saul E Diamond serves?

The only and largest group of clients of Saul E Diamond is pooled investment vehicles with 17 clients and $964.12 million of assets under management. Among the 11 most similar advisory firms, Lgk Advisors has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $964.12 million for 17 clients. 53% of the firm’s clients are foreign persons or businesses.

Lgk Advisors also advises several private funds. Namely, seventeen private equity funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $1,000,000.

Careers at Lgk Advisors, L.P.

The company employs 15 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Saul E Diamond has been acting as President since 1 Jul 2010. Michael James Calandra joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Gilbert Tisch Chief executive officer and limited partner 1 Nov 2005 75% - 100% 2657749
Eric Gene Lieberman Chief financial officer 1 Apr 2007 Other 1187874
Douglas Baxter Lewis Chief financial officer and chief operating officer 1 May 2010 Other 5834950
Llc Lgk Gp General partner 1 Jul 2010 Other 32-0316250
Daniel Reuben Altman General counsel and chief compliance officer 1 Jul 2010 Other 5833717
Saul E Diamond President 1 Jul 2010 Other 1915149
Douglas Baxter Lewis Chief operating officer 1 Aug 2010 Other 5834950
Dgt Family Llc I Limited partner or member 1 Mar 2012 75% - 100% 45-3762429
Dgt Family Llc Ii Member or partner 1 Mar 2012 75% - 100% 45-3762533
Anthony Francis Lando Chief financial officer 1 Aug 2013 Other 6313500
Michael James Calandra Chief financial officer 1 May 2014 Other 6453476

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
David Gilbert Tisch Managing member and member of dgt family llc i and dgt family llc ii 1 Jul 2010 75% - 100% 2657749

Based in New York

The principal office where Lgk Advisors, L.P. performs its advisory services is located at 540 Madison Avenue, 33 Rd Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-378-3700 or by fax 212-378-3701. The normal business hours are 9-6 on Monday - Friday.