Centric Wealth Management, LLC (Bannockburn)


Centric Wealth Management, LLC is a large advisory firm based in Bannockburn. It manages $695.29 million of regulatory assets for 1,092 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, Colorado, Illinois, and 5 other states.

Centric Wealth Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Centric Wealth Management: assets under management

The assets under management (AUM) of Centric Wealth Management, LLC is $695.29 million. The firm's AUM has grown by 292% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $439.83 million in discretionary accounts and $255.46 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $453.9 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.08 million.
Centric Wealth Management has custody of $137.7 thousand in cash and securities for 6 clients in total and its related person acts as a qualified custodian.

Investments

The firm invests in state and local bonds the most. They account for 45% of the total AUM. The second-largest asset type is exchange traded securities, which make up 40% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Centric Wealth Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Centric Wealth Management serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Centric Wealth Management is high net worth individuals with 64 clients and $407.05 million of assets under management. Among the 10 most similar advisory firms, Centric Wealth Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $695.29 million for 472 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Centric Wealth Management doesn't advise any private funds.

Careers at Centric Wealth Management, LLC

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Fgmk Advisory Member 1 Jul 2006 50% - 75% 20-5122613
Stacie J'ann Zapfel Chief compliance officer 1 Jan 2012 Other 4313709
Virgil John Rutili Member 1 Mar 2018 50% - 75% 4061960

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Fgmk Business Holdings Member 1 Jul 2006 75% - 100% 20-5619011
Llc Fgmk Investments Member 1 Jul 2006 Other 36-4380676

Based in Bannockburn

The principal office where Centric Wealth Management, LLC performs its advisory services is located at 2801 Lakeside Drive, Bannockburn, IL 60015, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-429-6100 or by fax 312-429-6110. The normal business hours are 8:30-5:00 on Monday - Friday. You can find more information about the New York firm at centricwealthmanagement.com.