Dlj Merchant Banking Iii Inc is a large advisory firm based in New York. It manages $3.28 billion of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Michigan, and New York.
Dlj Merchant Banking Iii provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Dlj Merchant Banking Iii Inc is $3.28 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 580% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Dlj Merchant Banking Iii Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Lawrence Michael Schloss has been acting as President since 1 Mar 2000. Kenneth John Lohsen joined the executive team most recently as the Director And Managing Director.
The principal office where Dlj Merchant Banking Iii Inc performs its advisory services is located at Eleven Madison Avenue, 16 Th Floor, New York, NY 10010, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-325-2000 or by fax 212-325-6100. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.