Weatherstone Capital Management 13F annual report

Weatherstone Capital Management is an investment fund managing more than $94.5 million ran by Ann Zemann. There are currently 69 companies in Mrs. Zemann’s portfolio. The largest investments include Vanguard Index Fds and Ishares Tr, together worth $28.3 million.

Limited to 30 biggest holdings

$94.5 million Assets Under Management (AUM)

As of 7th October 2020, Weatherstone Capital Management’s top holding is 53,825 shares of Vanguard Index Fds currently worth over $14 million and making up 14.8% of the portfolio value. In addition, the fund holds 266,303 shares of Ishares Tr worth $14.3 million. The third-largest holding is Invesco Exchng Traded Fd Tr worth $6.87 million and the next is Jp Morgan Exchange Traded Fd worth $5.58 million, with 111,005 shares owned.

Currently, Weatherstone Capital Management's portfolio is worth at least $94.5 million. The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.

Careers at Weatherstone Capital Management

The Weatherstone Capital Management office and employees reside in Denver, Colorado. According to the last 13-F report filed with the SEC, Ann Zemann serves as the Chief Compliance Officer at Weatherstone Capital Management.

Recent trades

In the most recent 13F filing, Weatherstone Capital Management revealed that it had opened a new position in Ishares Tr and bought 266,303 shares worth $14.3 million.

The investment fund also strengthened its position in Vanguard Index Fds by buying 49,210 additional shares. This makes their stake in Vanguard Index Fds total 53,825 shares worth $14 million.

On the other hand, there are companies that Weatherstone Capital Management is getting rid of from its portfolio. Weatherstone Capital Management closed its position in Schwab Strategic Tr on 16th April 2019. It sold the previously owned 1,836,546 shares for $91.3 million. Ann Zemann also disclosed a decreased stake in Apple by 0.7%. This leaves the value of the investment at $1.06 million and 5,603 shares.

One of the smallest hedge funds

The two most similar investment funds to Weatherstone Capital Management are River Oaks Capital and Atlas Principals. They manage $94.5 million and $94.4 million respectively.


Ann Zemann investment strategy

Weatherstone Capital Management’s portfolio is diversified across 10 sectors. Currently, their heaviest sector is Industrials — making up 3.4% of the total portfolio value. The fund focuses on investments in the United States as 40.6% of the portfolio companies are based in the United States.

The majority of the companies in the fund’s portfolio are large-cap stocks. Stocks with a size of more than $10 billion in market cap make up 42% of the total holdings value. On the other hand, small-cap stocks make up only approximately 0.1% of the portfolio. The average market cap of the portfolio companies is close to $289 billion.

The complete list of Weatherstone Capital Management trades based on 13F SEC filings

These positions were updated on April 16th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.

Security Shares Owned Value Allocation
Schwab Strategic Tr
Closed
1,836,546
$91,271,000
Proshares Tr
Closed
240,500
$16,068,000
Invesco Exch Trd Slf Idx Fd
Closed
1,872,344
$45,808,000
Vanguard Index Fds
1,066.31%
53,825
$13,970,000 14.79%
Ishares Tr
Opened
266,303
$14,281,000 15.12%
Att Inc
Closed
218,943
$7,352,000
Invesco Exchng Traded Fd Tr
Opened
130,423
$6,865,000 7.27%
Conagra Brands, Inc.
Closed
180,805
$6,142,000
Banco Bilbao Vizcaya Argenta
Closed
933,465
$5,881,000
Invesco Exchange Traded Fd T
Closed
394,788
$14,402,000
Jp Morgan Exchange Traded Fd
63.70%
111,005
$5,584,000 5.91%
Spdr Ser Tr
Closed
201,687
$5,988,000
Spdr Index Shs Fds
Closed
296,829
$10,852,000
Etfs Gold Tr
Closed
31,651
$3,642,000
Lamb Weston Holdings, Inc.
Closed
53,819
$3,584,000
Global X Fds
Opened
271,296
$3,578,000 3.79%
Wisdomtree Tr
Closed
91,273
$4,812,000
Vanguard Tax Managed Intl Fd
Opened
81,652
$3,337,000 3.53%
Select Sector Spdr Tr
Opened
99,180
$6,012,000 6.36%
Spdr Series Trust
Closed
145,597
$6,139,000
Vanguard World Fds
Opened
25,382
$4,769,000 5.05%
Pimco Etf Tr
Opened
27,257
$2,768,000 2.93%
Spdr Series Trust
Opened
50,250
$2,626,000 2.78%
Invesco Exchng Traded Fd Tr
Closed
128,081
$2,806,000
Ishares Tr
Closed
32,215
$3,296,000
Exxon Mobil Corp.
Closed
25,528
$2,170,000
Amazon.com, Inc.
Closed
1,052
$2,107,000
Blackstone Group L P
Closed
51,703
$1,969,000
Invesco Actively Managd Etf
Opened
38,057
$1,913,000 2.02%
Walmart, Inc.
Closed
18,019
$1,692,000
Ishares Tr
85.04%
5,886
$1,675,000 1.77%
Phillips 66
Closed
13,627
$1,536,000
First Tr Exchange Traded Fd
Closed
47,260
$1,900,000
Spdr Ser Tr
Opened
51,043
$1,391,000 1.47%
China Mobile Limited
Closed
25,638
$1,254,000
Magellan Midstream Prtnrs Lp
Closed
17,697
$1,198,000
UnitedHealth Group, Inc.
Closed
4,299
$1,144,000
Apple, Inc.
68.42%
5,603
$1,064,000 1.13%
Ishares Inc
Opened
28,606
$1,251,000 1.32%
Realty Income Corp.
Closed
17,452
$993,000
Mastercard, Inc.
19.57%
4,155
$978,000 1.04%
Valero Energy Corp.
Closed
8,455
$962,000
Alibaba Group Hldg Ltd
Closed
5,629
$927,000
Accenture Plc Ireland
Opened
4,982
$877,000 0.93%
Visa, Inc.
Closed
5,600
$841,000
Waste Connections, Inc.
Closed
9,862
$787,000
MSCI, Inc.
Opened
3,528
$701,000 0.74%
Thermo Fisher Scientific, Inc.
Opened
2,481
$679,000 0.72%
Procter And Gamble Co
31.58%
6,354
$661,000 0.70%
Spdr Sp 500 Etf Tr
Closed
2,271
$660,000
3M Co.
Opened
3,127
$650,000 0.69%
Stryker Corp.
Opened
3,216
$635,000 0.67%
Tortoise Mlp Fd Inc
Closed
38,057
$612,000
Alphabet, Inc.
62.97%
514
$605,000 0.64%
Berkshire Hathaway Inc.
92.04%
2,969
$596,000 0.63%
Vanguard Index Fds
Closed
5,467
$839,000
The Boeing Co.
Closed
1,550
$576,000
Fiserv, Inc.
Opened
6,473
$571,000 0.60%
Lauder Estee Cos Inc
Opened
3,207
$531,000 0.56%
W.P. Carey, Inc.
Closed
8,159
$525,000
Microsoft Corp.
63.78%
4,449
$525,000 0.56%
Verisk Analytics, Inc.
Opened
3,917
$521,000 0.55%
Celgene Corp
Opened
5,399
$509,000 0.54%
Booking Holdings, Inc.
Opened
288
$502,000 0.53%
Vanguard Star Fd
Closed
9,287
$501,000
Facebook, Inc.
57.51%
2,793
$466,000 0.49%
Bank Amer Corp
52.89%
16,800
$464,000 0.49%
Gilead Sciences, Inc.
Opened
7,102
$462,000 0.49%
Weyerhaeuser Co.
Closed
14,330
$462,000
Xerox Corp
Closed
17,112
$462,000
Disney Walt Co
1.30%
4,096
$455,000 0.48%
Williams-Sonoma, Inc.
Closed
6,914
$454,000
United Technologies Corp
54.28%
3,496
$451,000 0.48%
American Express Co.
31.09%
4,091
$447,000 0.47%
Travelers Companies Inc
Opened
3,254
$446,000 0.47%
Harris Corp Del
Opened
2,756
$440,000 0.47%
United Parcel Service, Inc.
Closed
3,750
$438,000
Select Sector Spdr Tr
32.76%
21,225
$855,000 0.91%
Paychex, Inc.
41.62%
5,342
$428,000 0.45%
Jpmorgan Chase Co
49.20%
4,162
$421,000 0.45%
Merck Co Inc
67.24%
5,030
$418,000 0.44%
Johnson Johnson
82.79%
2,980
$417,000 0.44%
Cisco Sys Inc
Opened
7,502
$405,000 0.43%
Northrop Grumman Corp.
Closed
1,255
$398,000
International Business Machs
Closed
2,603
$394,000
Caterpillar, Inc.
Closed
2,571
$392,000
Chevron Corp.
56.14%
3,158
$389,000 0.41%
General Dynamics Corp.
Opened
2,224
$376,000 0.40%
Check Point Software Tech Lt
Opened
2,874
$364,000 0.39%
First Tr Exchange Traded Fd
Opened
14,738
$364,000 0.39%
Union Pacific Corp.
22.26%
2,172
$363,000 0.38%
The Home Depot, Inc.
64.80%
1,882
$361,000 0.38%
Abbott Labs
44.98%
4,383
$350,000 0.37%
Duke Energy Corp.
Closed
4,234
$339,000
Altria Group, Inc.
76.27%
5,877
$338,000 0.36%
Lockheed Martin Corp.
5.53%
1,127
$338,000 0.36%
Vanguard Scottsdale Fds
Opened
3,878
$337,000 0.36%
Marathon Pete Corp
23.75%
5,446
$326,000 0.35%
Tactile Sys Technology Inc
Closed
4,433
$315,000
Euronet Worldwide, Inc.
Closed
3,110
$312,000
Pfizer Inc.
Closed
7,089
$312,000
Verizon Communications, Inc.
17.42%
5,044
$298,000 0.32%
Xcel Energy Inc.
Opened
5,168
$290,000 0.31%
BlackRock, Inc.
Opened
666
$285,000 0.30%
Welltower, Inc.
Closed
4,186
$269,000
Encompass Health Corp.
Closed
3,409
$266,000
Wells Fargo Co New
29.30%
5,300
$256,000 0.27%
Royal Dutch Shell PLC
Closed
3,584
$254,000
Philip Morris International, Inc.
11.50%
2,783
$246,000 0.26%
Discover Finl Svcs
Opened
3,455
$246,000 0.26%
Healthcare Tr Amer Inc
Opened
8,387
$240,000 0.25%
Gallagher Arthur J Co
65.93%
3,049
$238,000 0.25%
Honeywell International, Inc.
Closed
1,355
$225,000
Flir Sys Inc
Closed
3,655
$225,000
NextEra Energy, Inc.
Opened
1,135
$219,000 0.23%
NextEra Energy Partners LP
Closed
4,450
$216,000
Kimberly-Clark Corp.
18.98%
1,733
$215,000 0.23%
Spdr Index Shs Fds
Opened
2,111
$212,000 0.22%
Six Flags Entmt Corp New
Opened
4,270
$211,000 0.22%
Spdr Gold Trust
Closed
1,850
$209,000
Vanguard Group
Opened
1,900
$208,000 0.22%
Medtronic Plc
31.94%
2,250
$205,000 0.22%
Intel Corp.
Closed
4,254
$201,000
Ishares Gold Trust
Closed
14,292
$163,000
Src Energy Inc
Closed
16,145
$144,000
Ishares Silver Trust
Closed
10,263
$141,000
Pimco Strategic Income Fd In
Closed
10,337
$101,000
Manhattan Bridge Capital, Inc.
Closed
32,001
$32,000
Alliance Mma Inc
Closed
38,889
$10,000
No transactions found
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