Farol Investment Advisers LP (New York)

Farol Investment Advisers provides portfolio management for pooled investment vehicles and non discretionary investment advisory services for pooled investment vehicle. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Farol Investment Advisers: assets under management

The assets under management (AUM) of Farol Investment Advisers LP is $234.41 million. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $22.73 million in discretionary accounts and $211.68 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $22.73 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $105.84 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Farol Investment Advisers LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Farol Investment Advisers serves?

The only and largest group of clients of Farol Investment Advisers is pooled investment vehicles with 3 clients and $234.41 million of assets under management. Among the 10 most similar advisory firms, Farol Investment Advisers has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $234.41 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Farol Investment Advisers also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Farol Investment Advisers LP

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 3 indirect owners.

Based in New York

The principal office where Farol Investment Advisers LP performs its advisory services is located at 540 Madison Avenue 21 St Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-507-5927. The normal business hours are 9:00am to 5:00pm on Monday - Friday.

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