Centerview Capital Management LLC (Greenwich)

Name: Centerview Capital Management LLC
Address: 1 Greenwich Office Park, Greenwich, CT, 06831
Telephone: 212-429-2211

Centerview Capital Management LLC is a large advisory firm based in Greenwich. It manages $124.3 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Connecticut.

Centerview Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Centerview Capital Management: assets under management

The assets under management (AUM) of Centerview Capital Management LLC is $124.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -74% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $124.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $62.15 million each.

Centerview Capital Management has custody of $124.3 million in cash and securities for 2 clients in total and acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Centerview Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Centerview Capital Management serves?

The only and largest group of clients of Centerview Capital Management is pooled investment vehicles with 2 clients and $124.3 million of assets under management. Among the 8 most similar advisory firms, Centerview Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $124.3 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Centerview Capital Management also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $10,000,000.

Careers at Centerview Capital Management LLC

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Centerview Partners Management Llc	Member	1 Sep 2007	75% - 100%	26-1168922
David H Hooper	Partner	1 Sep 2007	Other	6023459
David Michael Hooper	Partner	1 Sep 2007	Other	6023459
Joseph Schena	Partner	1 Sep 2007	Other	6023460
Peter S Arbeiter	Chief financial officer/chief compliance officer	1 Oct 2007	Other	2176193
Peter Samuel Arbeiter	Chief financial officer/chief compliance officer	1 Oct 2007	Other	2176193
Brian Keith Ratzan	Partner	1 Apr 2014	Other	2281267
Brian K Ratzan	Partner	1 Apr 2014	Other	2281267
Jeanne Vicari	Chief operating officer	1 Dec 2014	Other	1975263
Matthew Christopher Walsh	General counsel	1 Jan 2016	Other	6238538

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Centerview Capital Holdings Llc	Member	1 Sep 2007	75% - 100%	27-4187234
James M. Kilts	Member	1 Sep 2007	25% - 50%	4930350
Robert Alan Pruzan	Member	1 Sep 2007	Other	2018542
Blair Wayne Effron	Member	1 Sep 2007	Other	1532642
James Marshall Kilts	Member	1 Sep 2007	25% - 50%	4930350
Adam David Chinn	Member	1 Sep 2007	Other	5312085

Based in Greenwich

The principal office where Centerview Capital Management LLC performs its advisory services is located at 1 Greenwich Office Park, Greenwich, CT 06831, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-429-2211 or by fax 212-429-2201. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at centerviewcapital.com.