Him Monegy, Inc. (Toronto, Ontrario)

Name: Him Monegy, Inc.
Address: 302 Bay Street, 12 Th Floor, Toronto, Ontrario, M5 X 1 A1
Telephone: 416-359-4314

Him Monegy, Inc. is a large advisory firm based in Toronto, Ontrario. It manages $2.1 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2003.

Him Monegy provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Him Monegy: assets under management

The assets under management (AUM) of Him Monegy, Inc. is $2.1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $175.34 million each.

Him Monegy has custody of $19.9 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Him Monegy, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Him Monegy, Inc.

Donald Gordon Maxwell Coxe has been acting as President since 1 Sep 2003. Steve Jeffrey Arquilla joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Barry Merritt Cooper	Director	1 Sep 1989	Other	53458
Harris Investment Management Inc	Sole shareholder of him monegy, inc	1 Sep 2003	75% - 100%	106466
Donald Gordon Maxwell Coxe	Director	1 Sep 2003	Other	1966932
Gilles G Ouellette	Director	1 Sep 2003	Other	4107031
William O. Leszinske	Chairman	1 Sep 2003	Other	1642031
Randall John Johnson	Chief financial officer	1 Sep 2003	Other	1535346
George James Nicholas Bullat	Secretary	1 Sep 2003	Other	4371020
Daniel Edward Atack	Managing director	1 Sep 2003	Other	4713057
Sadhana Valia	President	1 Sep 2003	Other	4713064
Lori Jane Marchildon	Vice president	1 Sep 2003	Other	4713061
Yasmin Horra	Assistant secretary	1 Sep 2003	Other	2904143
Bmo Asset Management U.S.	Sole shareholder of monegy, inc	1 Sep 2003	75% - 100%	106466
Sadhana Valia	Director	1 May 2004	Other	4713064
Bruce Saxon	Chief compliance officer	1 Oct 2004	Other	1507740
Timothy Raymond Kane	Secretary	1 May 2005	Other	5020104
Marilyn Smith	Interim chief compliance officer	1 Jan 2006	Other	3113733
Lori Jane Marchildon	Managing director	1 Mar 2006	Other	4713061
Brian William Meikel	Chief compliance officer	1 Aug 2006	Other	2577655
Carol Ann Neal	Director	1 Nov 2006	Other	4956567
James Alexander Hamilton	Chief financial officer	1 Nov 2006	Other	5251446
Kenneth George Wiersum	Chief accounting officer	1 Mar 2007	Other	2059931
Barry Sean Mcinerney	Chairman	1 Feb 2009	Other	4379798
Rajiv Rai Silgardo	Director	1 Dec 2009	Other	4369824
Barry Merritt Cooper	Director	1 Dec 2009	Other	53458
Steve Jeffrey Arquilla	Director	1 Jan 2012	Other	6047503

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Harris Bankcorp Inc.	Sole shareholder of harris investment management, inc.	1 Sep 1989	75% - 100%	none
Bankmont Financial Corp.	Sole shareholder of harris bankcorp inc.	1 Sep 1989	75% - 100%	51-0275712
Bank Of Montreal	Sole shareholder of bankmont financial corp.	1 Sep 1989	75% - 100%	none
Harris Financial Corp.	Sole shareholder of harris bankcorp inc.	1 Sep 1989	75% - 100%	51-0275712
Bmo Harris Bankcorp Inc.	Sole shareholder of harris investment management, inc.	1 Sep 1989	75% - 100%	none
Bmo Financial Corp.	Sole shareholder of harris bankcorp inc.	1 Sep 1989	75% - 100%	51-0275712

Based in Toronto, Ontrario

The principal office where Him Monegy, Inc. performs its advisory services is located at 302 Bay Street, 12 Th Floor, Toronto, Ontrario, M5 X 1 A1, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 416-359-4314 or by fax 416-359-5155. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.monegy.com.