Warrington Asset Management LLC (Dorado)

Name: Warrington Asset Management LLC
Address: 200 Dorado Beach Drive, Dorado, PR, 00646
Telephone: 214-230-2100

Warrington Asset Management LLC is an investment adviser to an investment company based in Dorado. It manages $36.63 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Puerto Rico and Texas.

Warrington Asset Management provides portfolio management for investment companies and see miscellaneous section in schedule d. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Warrington Asset Management: assets under management

The assets under management (AUM) of Warrington Asset Management LLC is $36.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 521% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $36.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36.63 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Warrington Asset Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Warrington Asset Management serves?

The only and largest group of clients of Warrington Asset Management is investment companies with 1 clients and $36.63 million of assets under management. Among the 1 most similar advisory firms, Warrington Asset Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $36.63 million for 1 clients. 9% of the firm’s clients are foreign persons or businesses.

Warrington Asset Management doesn't advise any private funds.

Careers at Warrington Asset Management LLC

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Scott Carlisle Kimple	Sole manager	1 Oct 2008	Other	2160637
Mark William Adams	Assistant portfolio manager	1 Oct 2008	Other	4891529
Warrington Pr Llc	Sole member	1 Jul 2013	75% - 100%	66-0809560
Greg Fomin	Chief compliance officer	1 Jan 2015	Other	4801395

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Warrington Advisors	Sole member	1 Jan 2015	75% - 100%	01-0884604
Kimple 2009 Trust	Sole member	1 Jan 2015	75% - 100%	xxx-xx-xxxx

Based in Dorado

The principal office where Warrington Asset Management LLC performs its advisory services is located at 200 Dorado Beach Drive, Dorado, PR 00646 The mailing address of the firm is C/O: Warrington Gp, Llc, Dallas, TX 75201. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-230-2100 or by fax 214-445-5700. The normal business hours are 8am until 5:30pm on Monday - Friday. You can find more information about the New York firm at warringtonasset.com.