Dupont Capital Management Corp (Wilmington)

Name: Dupont Capital Management Corp
Address: Delaware Corporate Center, Wilmington, DE, 19803
Telephone: 302-477-6003

Dupont Capital Management Corp is a large advisory firm based in Wilmington. It manages $26.39 billion of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Delaware.

Dupont Capital Management Corp provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dupont Capital Management Corp: assets under management

The assets under management (AUM) of Dupont Capital Management Corp is $26.39 billion. The firm's AUM has grown by 31% since the beginning of its operation, and $845.93 million of the total AUM is attributable to clients outside of the United States.

The firm manages $26.37 billion in discretionary accounts and $27.39 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.46 billion each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $27.39 million.

Dupont Capital Management Corp has custody of $20.25 billion in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 31% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 15% of the firm’s portfolio. Investments in other assets form 15% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dupont Capital Management Corp for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Donna Haley Grier serves?

The firm provides services to investment companies, charitable organizations, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Donna Haley Grier is pension and profit sharing plans with 10 clients and $25.89 billion of assets under management. Among the 10 most similar advisory firms, Dupont Capital Management Corp has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $26.39 billion for 19 clients. 26% of the firm’s clients are foreign persons or businesses.

Dupont Capital Management Corp also advises several private funds. Namely, one other private fund and four private equity funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $20,000,000.

Careers at Dupont Capital Management Corp

The company employs 108 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Donna Haley Grier has been acting as President since 1 Feb 2012. Inc. Corteva joined the executive team most recently as the Stockholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dupont Chemical & Energy Operations	Stockholder	1 Aug 1993	75% - 100%	51-0312062
Mary Jo Anderson	Secretary, chief compliance officer	1 Aug 1993	Other	4351490
Dupont Chemical & Energy Operations (A Delaware Corporation Which Is Wholly Owned By E.I. Du Pont De Nemours & Co. Inc.)	Stockholder	1 Aug 1993	75% - 100%	51-0312062
Edward James Bassett	Ceo/president/director	1 Aug 1993	Other	4349413
Ira Carlmore Powell	Vice president/treasurer	1 Aug 1993	Other	4349429
Paul Monnig Bosse	Vice president	1 Aug 1993	Other	4351409
Maryjo . Anderson	Secretary	1 Aug 1993	Other	4351490
Thomas David Croft	Vice president	1 Aug 1993	Other	4351491
George Joseph Saxon	Vice president	1 Aug 1993	Other	4351494
Susan M. Stalnecker	Director	1 Jul 1998	Other	4351264
Carmen John Gigliotti	Managing director, private markets	1 Sep 2001	Other	4373721
John P. Jessup	Director	1 Feb 2003	Other	4646068
John Patrick Jessup	Director	1 Feb 2003	Other	4646068
Maria Jose Negrete Gruson	Sr portfolio manager, emerging markets	1 Sep 2003	Other	4976400
Valerie Jean Sill	President and ceo, chief investment officer, director	1 Apr 2004	Other	4788445
Krzysztof Andrzej Kowal	Managing director and cio, fixed income	1 Jun 2004	Other	4811346
Harry Brandt King	Managing director, international equities	1 Jun 2004	Other	4818056
Rafi Uz Zaman	Managing director, domestic equities	1 Jun 2004	Other	4818068
Robin Prince Sachs	Chief operating officer	1 Mar 2005	Other	4930644
David Kenneth Osberg	Treasurer	1 Mar 2005	Other	4930640
Brett Ford Sumsion	Sr strategist, asset allocation	1 May 2005	Other	2488838
Scott Raymond Inglis	Portfolio manager, international equities	1 May 2005	Other	4976397
Donald James Pepin	Managing director, marketing	1 Jul 2005	Other	1840260
Sandra Lee Yeager	Managing director, international equities and emerging markets	1 Jun 2006	Other	2084033
Susan M. Stalnecker	Director	1 Sep 2006	Other	4351264
Susan Matamoros Stalnecker	Director	1 Sep 2006	Other	4351264
John R Macedo	Treasurer	1 Jun 2007	Other	5440405
John Rapoza Macedo	Treasurer	1 Jun 2007	Other	5440405
John Rapoza Macedo	Chief administrative officer	1 Jan 2011	Other	5440405
Donna Haley Grier	Director	1 Feb 2012	Other	6042725
Kevin Patrick Campbell	Managing director, private markets	1 Jul 2014	Other	6038414
Lode Jan Clara Devlaminck	Managing director, global equities	1 Jan 2015	Other	5719700
John Rapoza Macedo	Chief compliance officer	1 Jan 2016	Other	5440405
Loriann Lea Sharpe	Secretary	1 Jan 2016	Other	6603444
Antonios Mistras	Managing director, alternative investments	1 Apr 2018	Other	6933277
William Flores	Chief compliance officer	1 May 2019	Other	4500780
Robin Ann Erlenbaugh	Secretary	1 May 2019	Other	7129017
Laurie Ann Conslato	Director	1 May 2019	Other	7129080

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
E. I. Dupont De Nemours And Company	Stockholder	1 Aug 1993	75% - 100%	51-0014090
E.I. Dupont De Nemours And Company	Stockholder	1 Aug 1993	75% - 100%	51-0014090
Dowdupont Inc.	Stockholder	1 Aug 2017	75% - 100%	81-1224539
Inc. Corteva	Stockholder	1 Jun 2019	75% - 100%	82-4979096

Based in Wilmington

The principal office where Dupont Capital Management Corp performs its advisory services is located at Delaware Corporate Center, Wilmington, DE 19803, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 302-477-6003 or by fax 302-477-6567. The normal business hours are 8am-5pm est on Monday - Friday. You can find more information about the New York firm at dupontcapital.com/.