Financial Investments Research & Management Lc (Coralville)

Financial Investments Research & Management Lc is a large advisory firm based in Coralville. It manages $57.27 million of regulatory assets for 266 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Colorado, District of Columbia, Florida, and Iowa.

Financial Investments Research & Management Lc provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial Investments Research & Management Lc: assets under management

The assets under management (AUM) of Financial Investments Research & Management Lc is $57.27 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 93% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $57.27 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $215.32 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Financial Investments Research & Management Lc for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Financial Investments Research & Management Lc

James Harold Eick has been acting as President since 1 Oct 1999. Robert Allen Rehfuss joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Harold Eick	President	1 Oct 1999	25% - 50%	732647
John Michael Ceurvorst	Senior vice president	1 Oct 1999	25% - 50%	2086598
Tamara Sue Ceurvorst	Vice president	1 Oct 1999	Other	2160769
Robert Allen Rehfuss	Vice president	1 Sep 2001	Other	4455694

Based in Coralville

The principal office where Financial Investments Research & Management Lc performs its advisory services is located at 1101 5 Th Street, Coralville, IA 52241, which is also the mailing address of the firm. An additional office of the firm is in Clive, IA. It doesn’t run an office outside of the United States.