Ratan Capital Management, LP (New York)

Ratan Capital Management, LP is a large advisory firm based in New York. It manages $180.93 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2013.

Ratan Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ratan Capital Management: assets under management

The assets under management (AUM) of Ratan Capital Management, LP is $180.93 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -22% since the beginning of its operation, and $15.99 million of the total AUM is attributable to clients outside of the United States.

The firm manages $180.93 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60.31 million each.

Ratan Capital Management has custody of $8.58 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ratan Capital Management, LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ratan Capital Management serves?

The only and largest group of clients of Ratan Capital Management is pooled investment vehicles with 3 clients and $180.93 million of assets under management. Among the 7 most similar advisory firms, Ratan Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $180.93 million for 3 clients. 67% of the firm’s clients are foreign persons or businesses.

Ratan Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Ratan Capital Management, LP

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nehal Kamalapat Chopra	Managing partner	1 May 2009	75% - 100%	4575250
Ratan Capital Management Inc	General partner	1 May 2009	Other	80-0392782
Lloyd Moskowitz	Cco	1 Aug 2012	Other	2870421
Nicholas Dominick Sabatini	Cco	1 Oct 2013	Other	4824275
Nehal Kamalapat Chopra	Cco	1 Mar 2014	75% - 100%	4575250
Scott Dennis Devinsky	Chief financial officer & chief compliance officer	1 Apr 2014	Other	2473460
Carmine Brocato	Chief financial officer & chief compliance officer	1 Oct 2016	Other	3170729
Robert (Nmn) Wong	Chief financial officer & chief compliance officer	1 May 2019	Other	5313488
Moshe Aaron Rosenbaum	Controller and chief compliance officer	1 Jun 2019	Other	7148627

Based in New York

The principal office where Ratan Capital Management, LP performs its advisory services is located at 110 Greene Street, New York, NY 10012, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-984-2376. The normal business hours are 9:00am - 5:30pm on Monday - Friday.