Fisher Lynch Capital, LLC (San Mateo)

Name: Fisher Lynch Capital, LLC
Address: 2929 Campus Drive, San Mateo, CA, 94403
Telephone: 650-287-2700

Fisher Lynch Capital, LLC is a large advisory firm based in San Mateo. It manages $2.08 billion of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California and Massachusetts.

Fisher Lynch Capital provides portfolio management for pooled investment vehicles. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fisher Lynch Capital: assets under management

The assets under management (AUM) of Fisher Lynch Capital, LLC is $2.08 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.08 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $189.27 million each.

Fisher Lynch Capital has custody of $2.08 billion in cash and securities for 11 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fisher Lynch Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fisher Lynch Capital serves?

The only and largest group of clients of Fisher Lynch Capital is pooled investment vehicles with 11 clients and $2.08 billion of assets under management. Among the 7 most similar advisory firms, Fisher Lynch Capital has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.08 billion for 11 clients. None of the firm’s clients are foreign persons or businesses.

Fisher Lynch Capital also advises several private funds. Namely, seven private equity funds and four venture capital funds. The minimum investment commitment required of non-related persons ranges from $25,000 to $1,000,000.

Careers at Fisher Lynch Capital, LLC

The company employs 17 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Linda Helen Lynch	Managing director	1 Sep 2004	50% - 75%	2438120
Brett Kevin Fisher	Managing director	1 Sep 2004	50% - 75%	6022077
Leon Nmn Kuan	Managing director	1 Dec 2004	Other	6022078
Marina Olympia Hegstrom	Corporate controller	1 Jul 2005	Other	6458622
Marina Hegstrom	Corporate controller	1 Jul 2005	Other	6458622
Anthony John Limberis	Managing director	1 Mar 2006	Other	6022079
Deborah Marie Richard	Chief financial officer and chief compliance officer	1 Apr 2006	Other	1709445
Georganne Fisher Perkins	Managing director	1 Sep 2006	Other	6022080
Marshall Arterton Bartlett	Managing director	1 Nov 2006	Other	5996630
Dana Keith O'brien	Director of administration and legal affairs and chief compliance officer	1 Apr 2011	Other	5616775
Kristie Nmn Goodman	Director of investor relations	1 Jun 2011	Other	6022081
Marcus James Wood	Managing director	1 Nov 2011	Other	6024386
Patrick Heining Lai	Portfolio fund controller	1 Nov 2011	Other	3247946
Daniel Barakat	Director of finance	1 Jun 2013	Other	6288918
Anthony Sin	Fund controller	1 Oct 2013	Other	6288919
Anthony Nmn Sin	Fund controller	1 Oct 2013	Other	6288919
Marina Hegstrom	Corporate controller	1 Jan 2014	Other	6458622
Christopher Paul Montclare	Chief financial officer and chief compliance officer	1 Nov 2015	Other	5055327

Based in San Mateo

The principal office where Fisher Lynch Capital, LLC performs its advisory services is located at 2929 Campus Drive, San Mateo, CA 94403, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-287-2700 or by fax 650-287-2701. The normal business hours are 8:30-5:30 on Monday - Friday. You can find more information about the New York firm at fisherlynch.com.