Franklin Templeton Investment Management Limited (London)

Name: Franklin Templeton Investment Management Limited
Address: Cannon Place, 78 Cannon Street, London, Ec4 N 6 Hl
Telephone: 00 44 20 7073 8500

Franklin Templeton Investment Management Limited is a large advisory firm based in London. It manages $26.79 billion of regulatory assets for 117 client accounts. It has been registered with the SEC as an adviser since 2004.

Franklin Templeton Investment Management Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and portfolio management for funds and institutional clients that are not united states residents. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Franklin Templeton Investment Management Limited: assets under management

The assets under management (AUM) of Franklin Templeton Investment Management Limited is $26.79 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 992% since the beginning of its operation, and $24.64 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $26.79 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $228.95 million each.

Investments

The firm invests in sovereign bonds the most. They account for 36% of the total AUM. The second-largest asset type is exchange traded securities, which make up 14% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Franklin Templeton Investment Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Paul John Brady serves?

The firm provides services to insurance companies, investment companies, pooled investment vehicles, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, and sovereign wealth funds and foreign official institutions. The largest group of clients of Paul John Brady is pooled investment vehicles with 64 clients and $10.66 billion of assets under management. Among the 10 most similar advisory firms, Franklin Templeton Investment Management Limited has the 4th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $24.1 billion for 113 clients. 93% of the firm’s clients are foreign persons or businesses.

Franklin Templeton Investment Management Limited also advises several private funds. Namely, one hedge fund.

Careers at Franklin Templeton Investment Management Limited

The company employs 144 people that are either part- or full-time employees. 26 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Paul John Brady has been acting as President since 1 Nov 2006. Paul Michael Collins joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Martin Lawrence Flanagan	Director	1 May 1988	Other	2111957
Franklin Templeton Global Investors Limited	Parent corporation of registrant	1 Oct 1992	75% - 100%	foreign
George David Ritchie	Senior vp/portfolio manager/research analyst	1 Nov 1999	Other	4394083
Jennifer Stevenson	European financial controller	1 Apr 2001	Other	4394089
David Eynon Smart	Director	1 Jul 2001	Other	4336601
Kenneth Cox	Senior vice president	1 Dec 2001	Other	4596429
Sara Anne Macintosh	Company secretary	1 Apr 2002	Other	4596430
Brian David Rowe	European chief compliance officer & money laundering reporting officer	1 Sep 2002	Other	4742082
Greg Eugene Johnson	Director	1 Oct 2002	Other	1549998
Greg Eugene Johnson	Director	1 Mar 2003	Other	1549998
Jed Andrew Plafker	Director	1 Apr 2003	Other	2793695
Dale Allan Winner	Senior vice president	1 Aug 2005	Other	4624620
Timothy Steven Stearns	Chief compliance officer	1 Jan 2006	Other	1327230
James William Hammond	Director	1 Jan 2006	Other	5269608
Paul John Brady	Director	1 Jan 2006	Other	5269647
Paul John Brady	Director	1 Nov 2006	Other	5269647
John Matthew Lusk	Director	1 Nov 2006	Other	2820581
James William Hammond	Director	1 Nov 2006	Other	5269608
Martin Cobb	Sr. vice president/portfolio manager-research analyst	1 Dec 2006	Other	5469352
Kellie Ann Hargraves	Chief compliance officer	1 Jan 2007	Other	5378417
Murdoch Ross Murchison	Evp, pm-research analyst	1 Jan 2008	Other	4393799
Heather Elizabeth Arnold	Evp, pm-research analyst	1 Jun 2008	Other	4394474
Peter Manfred Moeschter	Svp, pm-research analyst	1 Jul 2008	Other	4896839
Jed Andrew Plafker	Director	1 Sep 2008	Other	2793695
James William Hammond	Director and joint ceo	1 Sep 2008	Other	5269608
Uwe Zoellner	Evp, pm-research analyst	1 Oct 2008	Other	5609053
Michael John Corcoran	Director	1 Dec 2008	Other	2347458
Mark Joseph Benhard Mobius	Chief investment officer-emerging markets	1 Sep 2009	Other	4393036
Kellie Ann Hargraves	Director and chief compliance officer	1 Oct 2012	Other	5378417
Alexander Brotherston	Director	1 Oct 2012	Other	6140874
Ian John Wilkins	Director	1 Oct 2012	Other	6140876
Alexander N/A Brotherston	Director	1 Oct 2012	Other	6140874
Leah J. Mormando	Director	1 Oct 2012	Other	4348756
James William Hammond	Chairman of the board and ceo	1 May 2013	Other	5269608
Adrian White	Director	1 Jan 2014	Other	6304695
William Jackson	Director	1 Jan 2014	Other	6304696
Adrian N/A White	Director	1 Jan 2014	Other	6304695
William N/A Jackson	Director	1 Jan 2014	Other	6304696
Kathleen Mary Davidson	Chief executive officer	1 Jul 2016	Other	6377070
Kathleen M Davidson	Chief executive officer	1 Jul 2016	Other	6377070
Vivek Mohan Kudva	Director	1 Aug 2016	Other	6045148
Scott James Nicol	Compliance officer	1 Feb 2017	Other	6776624
Martyn Christopher Gilbey	Chief executive officer	1 Jan 2018	Other	6922075
Caroline Esther Carroll	Director	1 Jan 2018	Other	6923564
Paul Michael Collins	Director	1 May 2019	Other	6731539
Kathleen Mary Davidson	Director	1 May 2019	Other	6377070
Gwen Louise Shaneyfelt	Director	1 May 2019	Other	2668221

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Templeton International	Parent corporation	1 Oct 1992	75% - 100%	94-3173617
Inc. Templeton Worldwide	Parent corporation	1 Oct 1992	75% - 100%	94-3167260
Inc. Franklin Resources	Parent corporation	1 Oct 1992	75% - 100%	13-2670991

Based in London

The principal office where Franklin Templeton Investment Management Limited performs its advisory services is located at Cannon Place, 78 Cannon Street, London, Ec4 N 6 Hl, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 00 44 20 7073 8500 or by fax 00 44 20 7073 8700. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at franklintempleton.com/.