Southwest Money Management Inc (Lake Arrowhead)

Southwest Money Management Inc is a large advisory firm based in Lake Arrowhead. It manages $180 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Southwest Money Management provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Southwest Money Management: assets under management

The assets under management (AUM) of Southwest Money Management Inc is $180 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $180 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36 million each.

Investments

The firm invests in other assets the most. They account for 47% of the total AUM. The second-largest asset type is government bonds, which make up 42% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Southwest Money Management Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Southwest Money Management Inc

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bruce Shelton Nance	Ceo, cfo, coo, clo	1 Jun 1980	75% - 100%	1170647
Bruce Shelton Nance	Chief compliance officer	1 Aug 2005	75% - 100%	1170647

Based in Lake Arrowhead

The principal office where Southwest Money Management Inc performs its advisory services is located at 827 Sonoma Dr, Lake Arrowhead, CA 92352 The mailing address of the firm is Po Box 753, Blue Jay, CA 92317. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 909-744-8931. The normal business hours are none on Other.