Union Capital Associates, L.P. (Greenwich)

Name: Union Capital Associates, L.P.
Address: 485 West Putnam Avenue, Greenwich, CT, 06830
Telephone: (203) 580-5740

Union Capital Associates, L.P. is a large advisory firm based in Greenwich. It manages $179.84 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Connecticut.

Union Capital Associates provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Union Capital Associates: assets under management

The assets under management (AUM) of Union Capital Associates, L.P. is $179.84 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 70% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $179.84 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $179.84 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Union Capital Associates, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Union Capital Associates serves?

The only and largest group of clients of Union Capital Associates is pooled investment vehicles with 1 clients and $179.84 million of assets under management. Among the 8 most similar advisory firms, Union Capital Associates has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $179.84 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Union Capital Associates also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Union Capital Associates, L.P.

The company employs 13 people that are either part- or full-time employees. 92 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kevin G Delaplane	Chief compliance officer	1 Apr 2016	Other	6701713
Reis L Alfond	Partner	1 Apr 2016	25% - 50%	6047612
Jay Fredrick Landauer	Partner	1 Apr 2016	25% - 50%	3087677
William Sterling Ogden	Partner	1 Apr 2016	25% - 50%	2385976
Llc Union Capital Associates Gp	General partner	1 Apr 2016	Other	81-2196859
Reis Loring Alfond	Partner	1 Apr 2016	25% - 50%	6047612
Kevin Gerard Delaplane	Chief compliance officer	1 Apr 2016	Other	6701713

Based in Greenwich

The principal office where Union Capital Associates, L.P. performs its advisory services is located at 485 West Putnam Avenue, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in Downers Grove, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (203) 580-5740 or by fax (203) 582-5749. The normal business hours are 8:30 to 5 est on Monday - Friday. You can find more information about the New York firm at unioncapitalcorp.com/.