Clm Capital Management LLC (Sanford)

Name: Clm Capital Management LLC
Address: 6 B Washington Street, Sanford, ME, 04073
Telephone: 207-636-7068

Clm Capital Management LLC is an adviser based in Sanford. It manages $28.19 million of regulatory assets for 145 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Maine.

Clm Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Clm Capital Management: assets under management

The assets under management (AUM) of Clm Capital Management LLC is $28.19 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 106% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $28.19 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $194.42 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Clm Capital Management LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Clm Capital Management LLC

Robert Weyland Henkel has served as the Chief Investment Officer since 1 Nov 1999. David Bruce Mcnamee joined the executive team most recently as the Chief Compliance Officer/Managing Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Clm Financial Services	Member	1 Jan 1999	50% - 75%	01-0530507
Polly Herrick Henkel	Operations manager	1 Nov 1999	25% - 50%	4407221
Robert Henkel	Portfolio manager	1 Nov 1999	25% - 50%	2797314
Robert Weyland Henkel	Chief investment officer	1 Nov 1999	25% - 50%	2797314
Frank Charles Sabin	Portfolio manager	1 May 2005	Other	4442860
David Bruce Mcnamee	Chief compliance officer	1 Jun 2007	Other	3223069
David Bruce Mcnamee	Chief compliance officer/managing member	1 Nov 2008	75% - 100%	3223069

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Mcnamee	Manager	1 Jan 1999	Other	3223069
Alice Ferran	Manager	1 Jan 1999	Other	3187784
David Bruce Mcnamee	Manager	1 Jan 1999	Other	3223069

Based in Sanford

The principal office where Clm Capital Management LLC performs its advisory services is located at 6 B Washington Street, Sanford, ME 04073, which is also the mailing address of the firm. An additional office of the firm is in Portsmouth, NH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 207-636-7068 or by fax 207-459-7209. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.clmcm.com.