Shorr Alan Lee (Tarzana)

Shorr Alan Lee is a pension cosultant based in Tarzana. It manages $15.48 million of regulatory assets for 22 client accounts. It has been registered with the SEC as an adviser since 2001.

Shorr Alan Lee provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Shorr Alan Lee: assets under management

The assets under management (AUM) of Shorr Alan Lee is $15.48 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -51% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $15.48 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $703.47 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Shorr Alan Lee for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Shorr Alan Lee

Shorr Alan Lee is owned by Alan Lee Shorr. Cynthia Ann Schwartz joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alan Lee Shorr	Owner	1 Nov 1984	75% - 100%	1040305
Cynthia Ann Schwartz	Chief compliance officer	1 Jan 2005	Other	2602839
Alan Lee Shorr	Chief compliance officer	1 Jan 2008	75% - 100%	1040305

Based in Tarzana

The principal office where Shorr Alan Lee performs its advisory services is located at 5453 Aura Avenue, Tarzana, CA 91356 The mailing address of the firm is 26500 W. Agoura Road, Calabasas, CA 91302. It doesn’t run an office outside of the United States.