John Moore & Associates Inc (Albuquerque)

Name: John Moore & Associates Inc
Address: 6301 Indian School Rd Ne, Albuquerque, NM, 87110 9614
Telephone: 505-881-5100

John Moore & Associates Inc is a large advisory firm based in Albuquerque. It manages $286.8 million of regulatory assets for 583 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Nebraska, and 3 other states.

John Moore & Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

John Moore & Associates: assets under management

The assets under management (AUM) of John Moore & Associates Inc is $286.8 million. The firm's AUM has grown by 421% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $126.03 million in discretionary accounts and $160.77 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $522.96 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $470.08 thousand.

Investments

The firm invests in non-exchange traded securities the most. They account for 58% of the total AUM. The second-largest asset type is exchange traded securities, which make up 28% of the firm’s portfolio. Investments in state and local bonds form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay John Moore & Associates Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John William Moore serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of John William Moore is high net worth individuals with 92 clients and $162.23 million of assets under management. Among the 7 most similar advisory firms, John Moore & Associates has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $281.93 million for 460 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

John Moore & Associates doesn't advise any private funds.

Careers at John Moore & Associates Inc

The company employs 10 people that are either part- or full-time employees. 70 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John William Moore has been acting as President since 1 Mar 1997. Cochran Trust Uad 8/3/15 joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John William Moore	President/trustee, chief compliance officer	1 Mar 1997	75% - 100%	727987
Connie Kohler Moore	Trustee	1 Mar 1997	75% - 100%	3034069
John W And Connie K Moore Revocable Living Trust Uad 3/15/93	Shareholder	1 Mar 1997	75% - 100%	xxx-xx-xxxx
Peter Thomas Lehrman	Vice president	1 May 1997	Other	2246752
Brian James Cochran	Trustee	1 Aug 2015	25% - 50%	5152084
Emily Faye Wilder	Trustee	1 Aug 2015	25% - 50%	5152499
Cochran Trust Uad 8/3/15	Shareholder	1 Jan 2016	25% - 50%	xxx-xx-xxxx

Based in Albuquerque

The principal office where John Moore & Associates Inc performs its advisory services is located at 6301 Indian School Rd Ne, Albuquerque, NM 87110 9614 The mailing address of the firm is 14500 N Northsight Blvd, Scottsdale, AZ 85260. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 505-881-5100 or by fax 505-881-5289. The normal business hours are 7:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at johnmoore.com/.