Af Advisors, Inc. (Sacramento)

Name: Af Advisors, Inc.
Address: 3508 Cody Way, Sacramento, CA, 95864
Telephone: 916-333-5989

Af Advisors, Inc. is a large advisory firm based in Sacramento. It manages $90.62 million of regulatory assets for 126 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of California.

Af Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and reallocation plan. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Af Advisors: assets under management

The assets under management (AUM) of Af Advisors, Inc. is $90.62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 131% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $90.62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $719.22 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio. Investments in investment grade corporate bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Af Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Af Advisors serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Af Advisors is high net worth individuals with 29 clients and $85.34 million of assets under management. Among the 9 most similar advisory firms, Af Advisors has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $89.48 million for 57 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Af Advisors doesn't advise any private funds.

Careers at Af Advisors, Inc.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Patrick Joseph Burns	President and chief compliance officer	1 Feb 2009	75% - 100%	2991172
Jeffrey Sherburne Adams	President and chief compliance officer	1 Apr 2009	75% - 100%	2712051
Nina Engineer Adams	Owner and investment adviser representative	1 Mar 2010	Other	2163086

Based in Sacramento

The principal office where Af Advisors, Inc. performs its advisory services is located at 3508 Cody Way, Sacramento, CA 95864, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 916-333-5989 or by fax 916-333-5223. The normal business hours are 6:00am-4:00pm on Monday - Friday. You can find more information about the New York firm at adamsashby.com.