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Union Bancaire Privee Asset Management LLC (New York)


Union Bancaire Privee Asset Management LLC is a large advisory firm based in New York. It manages $100.24 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Massachusetts and New York.

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Union Bancaire Privee Asset Management provides portfolio management for pooled investment vehicles, selection of other advisers, and operational due dilligence and research services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Union Bancaire Privee Asset Management: assets under management

The assets under management (AUM) of Union Bancaire Privee Asset Management LLC is $100.24 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -73% since the beginning of its operation, and $100.24 million of the total AUM is attributable to clients outside of the United States.


The firm manages $100.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100.24 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Union Bancaire Privee Asset Management LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Douglas Gordon Siekierski serves?

The only and largest group of clients of Douglas Gordon Siekierski is pooled investment vehicles with 2 clients and $100.24 million of assets under management. Among the 12 most similar advisory firms, Union Bancaire Privee Asset Management has the 2nd highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $100.24 million for 2 clients. 100% of the firm’s clients are foreign persons or businesses.

Union Bancaire Privee Asset Management doesn't advise any private funds.

Careers at Union Bancaire Privee Asset Management LLC

The company employs 13 people that are either part- or full-time employees. 92 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Douglas Gordon Siekierski has been acting as President since 1 Jul 2012. David Biase has served as the Chief Investment Officer since 1 Jun 2014. Jason Akim Lovelace joined the executive team most recently as the Chief Executive Officer & Chief Risk Officer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Inc. Ubpi Holdings Managing member 1 Jul 1996 75% - 100% 13-3910565
Sheldon Stephen Gordon Chairman, board of managers 1 Jul 1996 Other 225899
Michael Steven Langman Board of managers 1 Jul 1996 Other 1732465
Daniel Alain De Picciotto Board of managers 1 Jul 1996 Other 4378906
Mark John Kenyon President, ceo, board of managers 1 Jun 1998 Other 1777836
Kristy Weinschreider Rudel Cfo, secretary 1 Jul 2000 Other 1482910
Roman Igolnikov Managing director 1 Mar 2001 Other 4378863
Laurent Reiss Board of managers 1 Mar 2001 Other 4378904
Philipp Michael Hildebrand Board of managers 1 Oct 2001 Other 4520151
Gregoriy Sonis Cfo 1 Apr 2002 Other 4647254
Matthew David Stadtmauer Managing director 1 Jan 2004 Other 2782645
Jeffrey Joseph Scott Managing director/coo 1 Feb 2004 Other 4483240
Jennifer Ann Avicolli Compliance officer 1 Sep 2004 Other 4936014
Jan Erik Frogg Board of managers 1 Nov 2004 Other 4936623
David Gerard Logan Chief financial officer 1 Oct 2005 Other 5123611
Roman Igolnikov Chief investment officer 1 Jan 2006 Other 4378863
Kristy Weinschreider Rudel Chief administrative officer 1 Jan 2006 Other 1482910
Matthew David Stadtmauer Chief marketing officer 1 Jan 2006 Other 2782645
Elena Garcia De Madariaga Chief compliance officer & general counsel 1 Jan 2008 Other 4608210
John Ben Levitt Chief operating officer 1 Jan 2008 Other 858591
Roman Igolnikov Chief investment officer & co-president, board of managers 1 Jan 2008 Other 4378863
Matthew David Stadtmauer Chief executive officer & co-president, board of managers 1 Jan 2008 Other 2782645
Jennifer L. Babsin Chief marketing officer 1 Jan 2008 Other 5697529
Christophe Bernard Board of managers 1 May 2008 Other 4338411
Roman Igolnikov Head of portfolio management 1 Jan 2009 Other 4378863
Matthew David Stadtmauer Chief executive officer, board of managers 1 Jan 2009 Other 2782645
Elena Garcia De Madariaga General counsel 1 May 2009 Other 4608210
Peter William Wilson Chief compliance officer 1 May 2009 Other 5331584
Sara Jill Sprung Chief investment officer 1 Jul 2009 Other 1418953
Daniel Kelly Chief risk officer 1 Oct 2009 Other 5735472
Richard W Katz Board of managers 1 Nov 2009 Other 5736529
Stephen Paul Enquist Chief operating officer 1 Feb 2010 Other 2441799
Richard L Wohanka Chairman, board of managers 1 Apr 2010 Other 4649586
Liaquat Ali Ahamed Board of managers 1 Apr 2010 Other 1847254
Lawrence Ross Morgenthal Chief executive officer and chief investment officer 1 Jul 2010 Other 4291733
Mayya Molchan Chief financial officer 1 Oct 2010 Other 5865025
Christopher Rapcewicz Chief risk officer 1 Nov 2010 Other 5864977
Kristy Weinschreider Rudel Chief administration officer and acting chief compliance officer 1 Mar 2011 Other 1482910
Eric Michel Attias Chief investment officer 1 May 2012 Other 3048444
Scott Vincent Beechert General counsel 1 May 2012 Other 2033878
Douglas Gordon Siekierski Chief operating officer 1 May 2012 Other 2279801
Arie Assayag Board of managers 1 Jul 2012 Other 2341356
Ian Mark Cramb Board of managers 1 Jul 2012 Other 6106956
Eric Michel Attias Chief executive officer chief investment officer 1 Jul 2012 Other 3048444
Scott Vincent Beechert General counsel and chief compliance officer 1 Jul 2012 Other 2033878
Douglas Gordon Siekierski President 1 Jul 2012 Other 2279801
Susan Veronica Lynskey Chief compliance officer 1 Jun 2014 Other 1912387
David Biase Chief investment officer 1 Jun 2014 Other 4917617
Elaine Miskiewicz Board of managers 1 Jun 2015 Other 6577188
William Simpson Gardiner General counsel & chief compliance officer 1 Jan 2017 Other 6775671
Jason Akim Lovelace Chief executive officer & chief risk officer 1 Jul 2018 Other 5662954

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Union Bancaire Privee Shareholder 1 Jul 1996 75% - 100% foreign
S.A. Cbi Holding Shareholder 1 Jul 1996 75% - 100% foreign
Edgar Daniel De Picciotto Shareholder 1 Jul 1996 75% - 100% 4378913
H De P (Holding De Picciotto) Shareholder 1 Jul 1996 50% - 75% foreign
Edgar Daniel De Picciotto (Estate Of) Shareholder 1 Jul 1996 75% - 100% 4378913
S.A. Cbi Holdings Shareholder 1 Jul 1996 75% - 100% foreign

Based in New York

The principal office where Union Bancaire Privee Asset Management LLC performs its advisory services is located at 540 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Cambridge, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-317-6700 or by fax 212-317-1121. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at ubpam.com.


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