Valivian Advisors LLC (San Juan)

Valivian Advisors LLC is a large advisory firm based in San Juan. It manages $115 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Connecticut and Puerto Rico.

Valivian Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Valivian Advisors: assets under management

The assets under management (AUM) of Valivian Advisors LLC is $115 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $115 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $57.5 million each.

Valivian Advisors has custody of $115 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Valivian Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Valivian Advisors LLC

Jeremy Hugh Griffiths joined the executive team most recently as the Chief Financial Officer, Chief Compliance Officer And Chief Investment Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nicholas Alden Prouty	Chief executive officer	1 Apr 2010	50% - 75%	4512161
Valentina Prouty	Member	1 Apr 2010	Other	5931422
Jeremy Hugh Griffiths	Chief financial officer, chief compliance officer and chief investment officer	1 Nov 2010	25% - 50%	2976727

Based in San Juan

The principal office where Valivian Advisors LLC performs its advisory services is located at 1511 Ave Ponce De Leon, San Juan, PR 00909, which is also the mailing address of the firm. An additional office of the firm is in Greenwich, CT. It doesn’t run an office outside of the United States.