Signature Resources Capital Management, LLC is a large advisory firm based in Irvine. It manages $146.61 million of regulatory assets for 860 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, California, Colorado, and 4 other states.
Signature Resources Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Signature Resources Capital Management, LLC is $146.61 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 159% since the beginning of its operation, and $40.2 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Signature Resources Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Signature Resources Capital Management is individuals with 396 clients and $87.02 million of assets under management. Among the 9 most similar advisory firms, Signature Resources Capital Management has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $146.61 million for 454 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Signature Resources Capital Management doesn't advise any private funds.
The company employs 23 people that are either part- or full-time employees. 87 percent of the employees work as investment advisers or researchers. 20 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Mark Alan Mowrey has served as the Chief Investment Officer since 1 Aug 2016. Gary Leroy Kaltenbach joined the executive team most recently as the Chief Compliance Officer.
The principal office where Signature Resources Capital Management, LLC performs its advisory services is located at 19900 Macarthur Blvd, Irvine, CA 92612, which is also the mailing address of the firm. An additional office of the firm is in New Mexico, NM. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 949-261-7726 or by fax 949-261-7727. The normal business hours are 8:30am to 5pm on Monday - Friday. You can find more information about the New York firm at srcapitalmgmt.com.