Kkm Financial LLC (Chicago)

Kkm Financial provides portfolio management for individuals and small businesses and portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kkm Financial: assets under management

The assets under management (AUM) of Kkm Financial LLC is $146.77 million. The firm's AUM has grown by 9685% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $51.16 million in discretionary accounts and $95.61 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.42 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $95.61 million.

Investments

The firm invests in exchange traded securities the most. They account for 80% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio. Investments in derivatives form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kkm Financial LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kkm Financial serves?

The firm provides services to individuals, investment companies, and high net worth individuals. The largest group of clients of Kkm Financial is investment companies with 1 clients and $28.86 million of assets under management. Among the 9 most similar advisory firms, Kkm Financial has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $51.16 million for 16 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Kkm Financial doesn't advise any private funds.

Careers at Kkm Financial LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 1 indirect owner.

Based in Chicago

The principal office where Kkm Financial LLC performs its advisory services is located at 141 W. Jackson, Chicago, IL 60604, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-448-7230. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at kkmfinancial.com.

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