Sg Cowen Asset Management Inc (New York)

Sg Cowen Asset Management Inc is a large advisory firm based in New York. It manages $2.14 billion of regulatory assets for 121 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Florida, and 10 other states.

Sg Cowen Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sg Cowen Asset Management: assets under management

The assets under management (AUM) of Sg Cowen Asset Management Inc is $2.14 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $2.14 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.72 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sg Cowen Asset Management Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sg Cowen Asset Management Inc

Christian F.J.A. D'allest has been acting as President since 1 Jan 2000. Alain Rene Yves Joyet joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sg Investment Management Holding Corporation	Holding corporation	1 Sep 1999	75% - 100%	134102450
Hoan Nguyen Quang	President & director	1 Sep 1999	Other	4375884
Philippe Henry Collas	Chairman & director	1 Jan 2000	Other	4376883
Christian F.J.A. D'allest	Director	1 Jan 2000	Other	4376890
William Roy Church	Director	1 Jan 2000	Other	1075833
Philip Joseph Bafundo	Chief operations/financial officer	1 Jan 2000	Other	1736806
Rodd M Baxter	Chief legal officer	1 Jan 2000	Other	1567228
Alain Rene Yves Joyet	Director	1 Feb 2000	Other	2838432

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Societe Generale	Parent of sgam	1 Jan 1999	75% - 100%	521128875
Sg Asset Management S.A.	Parent of sg investment holding	1 Sep 1999	75% - 100%	foreign

Based in New York

The principal office where Sg Cowen Asset Management Inc performs its advisory services is located at 560 Lexington Ave, New York, NY 10022, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-278-7500 or by fax 212-278-4582. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.