Genter Advisors LLC (Los Angeles)

Name: Genter Advisors LLC
Address: 11601 Wilshire Blvd., 25 Th Fl., Los Angeles, CA, 90025 1770
Telephone: 310-477-6543

Genter Advisors LLC is a large advisory firm based in Los Angeles. It manages $169.71 million of regulatory assets for 823 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 10 other states.

Genter Advisors provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Genter Advisors: assets under management

The assets under management (AUM) of Genter Advisors LLC is $169.71 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 304% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $169.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $206.21 thousand each.

Genter Advisors has custody of $7.62 million in cash and securities for 24 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Genter Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Daniel John Genter serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Daniel John Genter is individuals with 785 clients and $140.5 million of assets under management. Among the 11 most similar advisory firms, Genter Advisors has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $169.67 million for 822 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Genter Advisors doesn't advise any private funds.

Careers at Genter Advisors LLC

The company employs 67 people that are either part- or full-time employees. 9 percent of the employees work as investment advisers or researchers. 11 employees are registered as investment adviser representatives with the state securities authorities.

There are 13 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Daniel John Genter has been acting as President since 1 Jun 2001. John Barry joined the executive team most recently as the First Vice President Operations.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Genter Capital Llc	Owner/member	1 Jun 2001	75% - 100%	95-4670250
Daniel John Genter	President/ceo/cio	1 Jun 2001	Other	1330760
Manuel Aga Gutierrez	Sr. vice president/cfo/chief compliance officer	1 Jun 2001	Other	1379073
Stephan Mark Bradasich	Sr. vice president/director of fixed income	1 Jun 2001	Other	2369064
John Marshall	Sr. vice president/director of equity	1 Jun 2001	Other	2141045
Stephan Bradasich	Sr. vice president/director of fixed income	1 Jun 2001	Other	2369064
Jan Ferdinand Kallik	Sr. vice president/director of equity research	1 Jun 2001	Other	1379078
Kenneth Matthew Certain	Vice president/national accounts	1 Jun 2001	Other	1253545
Cheryl Donna Harrison	First vice president, operations	1 Jun 2001	Other	1719857
John George Marshall	Sr. vice president/director of equity	1 Jun 2001	Other	2141045
Neal Samuel Salisian	Sr. vice president/director	1 Jun 2001	Other	1298678
Timothy Judson Demshki	Sr. vice president/director of private client division	1 Jun 2003	Other	2488842
Kenneth Matthew Certain	First vice president/director of business development	1 Jun 2003	Other	1253545
Kenneth Matthew Certain	Sr. vice president/director of institutional division	1 Jun 2004	Other	1253545
Kathy Sue Nelson	Vice president-operations	1 Oct 2004	Other	304468
John George Marshall	Sr. vice president/director of equity portfolio management	1 Jan 2005	Other	2141045
James Laurance Barber	Sr. vice president-director of equity	1 Jan 2005	Other	1532373
Kathy Sue Nelson	First vice president-operations	1 Apr 2007	Other	304468
Richard Michael Potocki	Sr. vice president/director of institutional division	1 Dec 2009	Other	717506
Jan Ferdinand Kallik	Sr. vice president/equity securities analyst	1 Jul 2011	Other	1379078
David William Pescherine	Senior vice president/director of equity research	1 Jul 2011	Other	3229632
Brian Lawrence Elliott	Senior vice president/director of institutional division	1 Jan 2012	Other	2226030
Alexander Joseph Hall	Sr. vice president/director of taxable fixed income	1 Apr 2016	Other	3050041
Brian John Pytlewski	Sr. vice president/director of municipal fixed income	1 Apr 2016	Other	2575061
John Barry	First vice president-operations	1 Jul 2017	Other	2263254

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel John Genter	Member/manager	1 Mar 1998	75% - 100%	1330760

Based in Los Angeles

The principal office where Genter Advisors LLC performs its advisory services is located at 11601 Wilshire Blvd., 25 Th Fl., Los Angeles, CA 90025 1770, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-477-6543 or by fax 310-479-2901. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at genteradvisors.com.