Evaluation Associates Capital Markets Inc is a large advisory firm based in Norwalk. It manages $565.01 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Connecticut, and 22 other states.
Evaluation Associates Capital Markets provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Evaluation Associates Capital Markets Inc is $565.01 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Evaluation Associates Capital Markets Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Phillip Nicholas Maisano has been acting as President since 1 Mar 1996. Robert Allen Jaeger has served as the Chief Investment Officer since 1 Mar 1993. Tracey Dynene Hayes joined the executive team most recently as the Executive Vice President.
The principal office where Evaluation Associates Capital Markets Inc performs its advisory services is located at 200 Connecticut Avenue, Norwalk, CT 06854, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-855-2200 or by fax 203-855-2265. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.eacmalternative.com.