Jjj Advisors Inc (Denver)

Name: Jjj Advisors Inc
Address: 7001 E. Belleview Avenue, Denver, CO, 80237
Telephone: 303-721-7000

Jjj Advisors Inc is a large advisory firm based in Denver. It manages $564.42 million of regulatory assets for 1,043 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 6 other states.

Jjj Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and workshops, and the wealth with ease system consists of proprietary financial analysis, tools and services designed to aid investors.. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Jjj Advisors: assets under management

The assets under management (AUM) of Jjj Advisors Inc is $564.42 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 267% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $564.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $541.15 thousand each.

Jjj Advisors has custody of $89.97 million in cash and securities for 109 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 49% of the total AUM. The second-largest asset type is exchange traded securities, which make up 37% of the firm’s portfolio. Investments in state and local bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jjj Advisors Inc for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Joseph John Janiczek serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Joseph John Janiczek is high net worth individuals with 130 clients and $435.29 million of assets under management. Among the 8 most similar advisory firms, Jjj Advisors has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $511.71 million for 229 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Jjj Advisors doesn't advise any private funds.

Careers at Jjj Advisors Inc

The company employs 10 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Joseph John Janiczek has been acting as President since 1 Sep 1990. Pamela Sue Dorn joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph John Janiczek	President	1 Sep 1990	75% - 100%	1574991
Matthew James Morehead	President	1 Jan 2003	Other	4568464
Denise Diana Hasbrouck Imansepahi	Chief compliance officer	1 Aug 2005	Other	2000612
Raquel Sue Hinman	Chief compliance officer	1 Jul 2007	Other	2460856
Matthew James Morehead	Chief compliance officer	1 Nov 2007	Other	4568464
Joseph John Janiczek	Ceo and chief compliance officer	1 Dec 2008	75% - 100%	1574991
Robert Brady Siegrist	Managing director, wealth management	1 Jan 2013	Other	2970501
James Blair Callahan	Managing director, chief investment officer	1 Jan 2013	Other	2679930
Pamela Sue Dorn	Chief compliance officer	1 Aug 2017	Other	6851704

Based in Denver

The principal office where Jjj Advisors Inc performs its advisory services is located at 7001 E. Belleview Avenue, Denver, CO 80237, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-721-7000 or by fax 303-721-7082. The normal business hours are 8:00 a.m. -5:00 p.m. on Monday - Friday. You can find more information about the New York firm at janiczek.com.