Fukoku Life International (America) Inc. (New York)

Fukoku Life International (America) Inc. is a large advisory firm based in New York. It manages $296.78 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2016.

Fukoku Life International (America) provides sub-adviser to unit trust. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fukoku Life International (America): assets under management

The assets under management (AUM) of Fukoku Life International (America) Inc. is $296.78 million. $296.78 million of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in exchange traded securities the most. They account for 50% of the total AUM. The second-largest asset type is government bonds, which make up 32% of the firm’s portfolio. Investments in cash and cash equivalents form 18% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fukoku Life International (America) Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fukoku Life International (America) Inc.

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Fukoku Mutual Life Insurance Company	Parent company	1 Nov 1923	75% - 100%	0000
Takashi Ogino	Chief operating officer	1 May 2013	Other	6732499
Hiroe Oizumi	President, cio, director	1 May 2015	Other	6732498
Akiko Suzuki	Chief compliance officer	1 Dec 2016	Other	6732503
Takamasa Nmn Hirai	Chief operating officer	1 May 2017	Other	6807810
Takuo Nmn Yamamoto	President / chief investment officer / director	1 May 2019	Other	7131528

Based in New York

The principal office where Fukoku Life International (America) Inc. performs its advisory services is located at 7 Times Square, 35 Th Floor, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-221-7760 or by fax 212-221-7794. The normal business hours are 9-5 on Monday - Friday.