Taberna Capital Management, LLC (Philadelphia)

Name: Taberna Capital Management, LLC
Address: 2929 Arch Street, 17 Th Floor, Philadelphia, PA, 19104
Telephone: 215-243-9000

Taberna Capital Management, LLC is a large advisory firm based in Philadelphia. It manages $1.5 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Pennsylvania.

Taberna Capital Management provides manage collateral securing cdo securitizations. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Taberna Capital Management: assets under management

The assets under management (AUM) of Taberna Capital Management, LLC is $1.5 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -81% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.5 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $500.74 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Taberna Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Taberna Capital Management, LLC

Anders Frederick Laren joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Raymond Frappier	Svp of portfolio and risk management	1 Jan 2005	Other	5380550
Jack E Salmon	Evp, cfo, treasurer	1 Mar 2005	Other	5376351
Taberna Realty Finance Trust	Member	1 Dec 2006	75% - 100%	20-2431122
Raphael A Licht	Chief legal officer	1 Dec 2006	Other	4640806
Christopher George Plummer	Chief compliance officer	1 Dec 2006	Other	4460469
James Joseph Sebra	Chief accounting officer	1 Dec 2006	Other	5380533
Raphael Licht	Chief legal officer	1 Dec 2006	Other	4640806
Scott Schaeffer	Chief executive officer	1 Feb 2009	Other	5487000
Raphael A Licht	Chief operating officer	1 Feb 2009	Other	4640806
Kenneth Raymond Frappier	Evp of portfolio and risk management	1 May 2011	Other	5380550
James Peter Curtis	Chief compliance officer	1 Dec 2011	Other	1012223
James Joseph Sebra	Chief financial officer	1 May 2012	Other	5380533
Anders Frederick Laren	Chief compliance officer	1 Dec 2012	Other	6145286

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Rait Financial Trust	Trustee	1 Dec 2006	75% - 100%	23-2919819

Based in Philadelphia

The principal office where Taberna Capital Management, LLC performs its advisory services is located at 2929 Arch Street, 17 Th Floor, Philadelphia, PA 19104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 215-243-9000 or by fax 215-243-9039. The normal business hours are 8:30 a.m.to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.raitft.com.