Man Investments (Usa) LLC (New York)

Name: Man Investments (Usa) LLC
Address: Hsbc Tower, 452 5 Th Avenue, New York, NY, 10018
Telephone: 212-649-6600

Man Investments (Usa) LLC is a large advisory firm based in New York. It manages $286.32 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2009.

Man Investments (Usa) provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Man Investments (Usa): assets under management

The assets under management (AUM) of Man Investments (Usa) LLC is $286.32 million. The firm's AUM has gone down by -95% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $119.16 million in discretionary accounts and $167.15 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $39.72 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $55.72 million.

Man Investments (Usa) has custody of $58.59 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Man Investments (Usa) LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Man Investments (Usa) LLC

Michelle Mccloskey has been acting as President since 1 Oct 2010. Orly Lax joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alicia Borst Derrah	Chief financial officer/secretary	1 Jul 1998	Other	2408556
Man Glenwood Inc.	Sole member	1 Sep 2000	75% - 100%	06-1594197
Leslie J. Osborn	Chief compliance officer	1 Apr 2008	Other	4580474
John Rowsell	Managing director	1 Jul 2009	Other	2717830
Kirsten Ganschow	Legal officer/asst. secretary	1 Jul 2009	Other	5639692
Lance Ari Donenberg	Head of market intelligence	1 Jul 2009	Other	4143834
Rupert Rossander	Chief operating officer	1 Jul 2009	Other	5689264
Michelle Mccloskey	President	1 Oct 2010	Other	5862735
Nadine Le Gall	Chief compliance officer	1 Nov 2010	Other	4358239
Man Investmentsholdings Inc.	Sole member	1 Jan 2011	75% - 100%	13-4049528
Man Investments Holdings Inc.	Sole member	1 Jan 2011	75% - 100%	13-4049528
Lance Ari Donenberg	Co chief operating officer	1 Jun 2011	Other	4143834
Jordan B. Allen	Cfo, co chief operating officer	1 Jun 2011	Other	4650827
Orly Lax	Secretary	1 Sep 2011	Other	5907624

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Factornew Limited	Shareholder	1 Feb 2000	75% - 100%	foreign entity
E D & F Man Cocoa Investments Limited	Shareholder	1 Feb 2000	75% - 100%	foreign entity
Man Investments Holdings Inc.	Shareholder	1 Oct 2000	75% - 100%	13-4049528
Man Group Holdings Limited	Shareholder	1 Jun 2004	75% - 100%	foreign entity
Man Group Investments Limited	Shareholder	1 Jun 2004	75% - 100%	foreign
E.D. & F. Man Investments Bv	Shareholder	1 Aug 2006	75% - 100%	foreign entity
Man Group Plc	Shareholder	1 Aug 2006	75% - 100%	foreign entity
Man Investments Usa Holdings Inc.	Shareholder	1 Aug 2006	75% - 100%	98-0503332
Man Group Uk Limited	Shareholder	1 Nov 2007	75% - 100%	foreign
Man Ultraviolet Limited	Shareholder	1 Nov 2007	75% - 100%	foreign
Man Investments Finance Limited	Shareholder	1 Jul 2010	75% - 100%	foreign entity

Based in New York

The principal office where Man Investments (Usa) LLC performs its advisory services is located at Hsbc Tower, 452 5 Th Avenue, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-649-6600 or by fax 212-649-6884. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at maninvestmentsusa.com.