Fielder Capital Group LLC (New York)

Name: Fielder Capital Group LLC
Address: 535 Fifth Avenue, New York, NY, 10017 8009
Telephone: 212-918-4860

Fielder Capital Group LLC is a large advisory firm based in New York. It manages $147.77 million of regulatory assets for 102 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Louisiana, New York, Tennessee, and Texas.

Fielder Capital Group provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and consulting. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fielder Capital Group: assets under management

The assets under management (AUM) of Fielder Capital Group LLC is $147.77 million. The firm's AUM has grown by 78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $74.04 million in discretionary accounts and $73.73 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $763.29 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $14.75 million.

Investments

The firm invests in government bonds the most. They account for 40% of the total AUM. The second-largest asset type is investment and business development companies, which make up 31% of the firm’s portfolio. Investments in cash and cash equivalents form 20% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fielder Capital Group LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fielder Capital Group serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Fielder Capital Group is high net worth individuals with 23 clients and $143.57 million of assets under management. Among the 11 most similar advisory firms, Fielder Capital Group has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $147.12 million for 30 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Fielder Capital Group doesn't advise any private funds.

Careers at Fielder Capital Group LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Frank Chearella Byrd	Managing member and chief compliance officer	1 Mar 2011	75% - 100%	1843285

Based in New York

The principal office where Fielder Capital Group LLC performs its advisory services is located at 535 Fifth Avenue, New York, NY 10017 8009, which is also the mailing address of the firm. An additional office of the firm is in Memphis, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-918-4860 or by fax 646-690-1205. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at fieldercapital.com and its LinkedIn profile.