Rooney Capital Management, Inc. (The Villages)

Rooney Capital Management, Inc. is a large advisory firm based in The Villages. It manages $210.08 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Florida.

Rooney Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rooney Capital Management: assets under management

The assets under management (AUM) of Rooney Capital Management, Inc. is $210.08 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in government bonds the most. They account for 93% of the total AUM. The second-largest asset type is state and local bonds, which make up 7% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rooney Capital Management, Inc. for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Charles Frederic Rooney serves?

The only and largest group of clients of Charles Frederic Rooney is banking or thrift institutions with 5 clients and $210.08 million of assets under management. Among the 11 most similar advisory firms, Rooney Capital Management has the highest percentage of banking or thrift institutions out of all clients.

The amount of regulatory assets under management is $210.08 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Rooney Capital Management doesn't advise any private funds.

Careers at Rooney Capital Management, Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles Frederic Rooney	President/chief compliance officer	1 Aug 2006	75% - 100%	842012

Based in The Villages

The principal office where Rooney Capital Management, Inc. performs its advisory services is located at 1985 Rembert Rd, The Villages, FL 32162 1430, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 651-470-4302. The normal business hours are 8:00 am to 4:00 pm on Monday - Friday.