Atlas Brown, Inc. is a large advisory firm based in Louisville. It manages $289.8 million of regulatory assets for 788 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Florida, Indiana, and 5 other states.
Atlas Brown provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Atlas Brown, Inc. is $289.8 million. The firm's AUM has gone down by -44% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Atlas Brown, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Charles Gibson Middleton is high net worth individuals with 36 clients and $167.7 million of assets under management. Among the 9 most similar advisory firms, Atlas Brown has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $289.8 million for 366 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Atlas Brown doesn't advise any private funds.
The company employs 9 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Charles Gibson Middleton has been acting as President since 1 Jan 2005. William Wayne Hancock has served as the Chief Investment Officer since 1 Mar 2009 and Shawn Joseph Ridley is the Chief Executive Officer of Atlas Brown, Inc. family office. Cherri Lyn Lamkin joined the executive team most recently as the Chief Compliance Officer.
The principal office where Atlas Brown, Inc. performs its advisory services is located at 333 East Main Sreet, Louisville, KY 40202 1259, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 502-271-2900 or by fax 502-271-2901. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at atlasbrown.com.