Cnbs, LLC (Overland Park)

Name: Cnbs, LLC
Address: 7200 West 132 Nd Street, Overland Park, KS, 66213 1135
Telephone: 913-402-2627

Cnbs, LLC is a large advisory firm based in Overland Park. It manages $1.13 billion of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Georgia and Kansas.

Cnbs provides portfolio management for businesses and institutional clients. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cnbs: assets under management

The assets under management (AUM) of Cnbs, LLC is $1.13 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cnbs, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cnbs, LLC

Wyatt Dean Henderson has been acting as President since 1 Nov 2012. Lewis Nelson Lester joined the executive team most recently as the Ceo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Paul Richardson	Senior vice president, cfo, cco	1 Oct 1997	Other	1422834
Brian Todd Hague	President/ceo	1 Jan 1998	Other	2247727
First Corporate Credit Union	Stockholder	1 Jun 1998	Other	86-0369583
Paul William Pritts	Director	1 Nov 1998	Other	3167882
Timothy Joseph Dougherty	Senior vice president	1 Dec 1999	Other	1932639
Ronald Lee Westad	Director	1 Aug 2001	Other	4450258
David Allen Savoie	Director	1 Aug 2001	Other	4450270
Samuel Todd Smith	Senior vice president	1 Feb 2003	Other	2769438
Arizona Federal Credit Union	Member	1 Aug 2003	Other	86-0101004
Louisiana Corporate Credit Union	Stockholder	1 Aug 2003	Other	72-1013943
Service Credit Union	Stockholder	1 Aug 2003	Other	02-0240752
Kentucky Corporate Federal Credit Union	Stockholder	1 Aug 2003	Other	61-1386951
Midwest Corporate Federal Credit Union	Stockholder	1 Aug 2003	Other	45-0217292
Tricorp Federal Credit Union	Stockholder	1 Aug 2003	Other	01-0340993
Linda Kay Romine	Director	1 Sep 2003	Other	4714851
Georgia United Credit Union	Member	1 Jan 2005	Other	58-0800932
Georgia Federal Credit Union	Member	1 Jan 2005	Other	58-0800932
Ih Mississippi Valley Credit Union	Member	1 Jan 2005	Other	36-2523206
John Kevin Durrance	Director	1 Dec 2006	Other	5268198
James Floyd Iii Jones	Director	1 Mar 2011	Other	5907343
Brian Thomas Smith Vandergriff	Executive vice president - client services	1 Dec 2011	Other	4920709
Llc Aberdeen Capital Holdings	Member	1 Nov 2012	50% - 75%	45-5087439
William Todd Frerichs	Finance & operations	1 Nov 2012	Other	6138812
Wyatt Dean Henderson	Director	1 Nov 2012	Other	6145650
David Edward Addison	Director	1 Nov 2012	Other	4668549
Sanjay Kumar Md Patel	Director	1 Nov 2012	Other	6145658
Arthur Allen Jones	Director	1 Nov 2012	Other	2877165
Brian Thomas Smith Vandergriff	Senior managing director/portfolio strategist	1 May 2013	Other	4920709
Larry Dale Harmon	Interim executive director, chief compliance officer	1 May 2013	Other	2332555
Nancy Sladkey Rische	Managing director, chief financial officer, finops	1 May 2013	Other	3047620
Brent Eugene Hippert	Chief compliance officer	1 Mar 2014	Other	1067611
John Nicholas Caladim	Ceo	1 Jul 2014	Other	2225490
William Thayer Mullally	Managing director acting ceo of ria	1 Oct 2014	Other	1358944
Charles Burton Iii Honeywell	Principal / acting ceo of broker dealer	1 Nov 2014	Other	1950381
Lewis Nelson Lester	Ceo	1 Feb 2015	Other	1773617
Ltd Gca Strategic Investment Fund	Member	1 Feb 2015	Other	foreign

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Wq Ltd	Owner	1 Jan 1998	75% - 100%	foreign
Nicholas L Hoskins	Owner	1 Feb 2000	25% - 50%	foreign
Nicholas J Hoskins	Owner	1 Feb 2000	25% - 50%	6484133
Wyatt Dean Henderson	Vice president	1 Apr 2012	Other	6145650
Sanjay Kumar Md Patel	Secretary	1 Apr 2012	Other	6145658
William Todd Frerichs	Treasurer	1 Apr 2012	Other	6138812
David Edward Addison	President	1 Apr 2012	Other	4668549
Arthur Allen Jones	Vice president	1 Apr 2012	Other	2877165
Llc Aberdeen Investors	Owner	1 Nov 2012	75% - 100%	45-5308833
Arthur Allen Jones	President	1 Aug 2013	Other	2877165
Harbour Financial Services Limited	Owner	1 Jan 2014	75% - 100%	foreign

Based in Overland Park

The principal office where Cnbs, LLC performs its advisory services is located at 7200 West 132 Nd Street, Overland Park, KS 66213 1135, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 913-402-2627 or by fax 913-402-2635. The normal business hours are 8:00 am - 5:00 pm ct on Monday - Friday. You can find more information about the New York firm at cnbsnet.com.