Caton Financial, Inc. is a large advisory firm based in San Rafael. It manages $139.16 million of regulatory assets for 343 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Louisiana, and Texas.
Caton Financial provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Caton Financial, Inc. is $139.16 million. The firm's AUM has grown by 33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Caton Financial, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Nancy Kay Caton has been acting as President since 1 Oct 1987. Jodi Lynn Johnson joined the executive team most recently as the Secretary.
The principal office where Caton Financial, Inc. performs its advisory services is located at 2350 Kerner Boulevard, San Rafael, CA 94901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-461-6248 or by fax 415-461-3748. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.